
Financial Regulatory Specialist
1 week ago
Job Overview:
We are seeking a detail-oriented and proactive professional to fill the Compliance Analyst position.
The ideal candidate will be responsible for ensuring compliance with regulatory frameworks, conducting compliance monitoring, risk assessments, and assisting in audits.
Key Responsibilities Include:
- Monitoring, interpreting, and implementing regulatory guidelines relevant to the business.
- Ensuring timely filings and reporting to regulatory bodies.
- Maintaining up-to-date knowledge of evolving compliance and regulatory requirements.
- Conducting regular internal reviews and compliance risk assessments.
- Identifying process gaps and proposing corrective actions.
- Tracking remediation of compliance issues and ensuring timely closure.
- Assisting in drafting, updating, and implementing compliance policies and procedures.
- Maintaining accurate documentation for internal compliance controls.
- Educating internal teams on compliance obligations through training and awareness programs.
- Supporting internal, statutory, and regulatory audits.
- Preparing compliance reports for senior management and regulatory bodies.
- Serving as a point of contact for compliance queries across departments.
Required Skills and Qualifications:
- CA (Inter), CS, MBA (Finance)
- 2–4 years of experience in compliance, internal audit, or risk management, preferably in the financial services sector.
- Strong understanding of regulatory requirements.
- Experience with compliance monitoring tools and MS Excel-based reporting.
- Excellent written and verbal communication skills.
- Detail-oriented, analytical mindset with problem-solving ability.
- Ability to thrive in a fast-paced environment.
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