Senior Regulatory Affairs Specialist

1 week ago


Kurnool, Andhra Pradesh, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000
Job Title: Compliance Manager

This is an excellent opportunity to work as a Compliance Manager in a dynamic environment. As a key member of our team, you will be responsible for ensuring that all regulatory requirements are met and that our organization remains compliant with relevant laws and regulations.

The Compliance Manager will be responsible for monitoring ongoing compliance and reporting as required under SEBI AIF and PMS regulation. This includes preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities.

In addition to this, the Compliance Manager will also be responsible for liaisoning and co-ordinating with Regulator for PMS, AIF compliance and queries. Monitoring ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc) is another crucial aspect of this role.

The Compliance Manager will also review, prepare/up-date Private Placement Memorandum and amendments including Trust Deed, KYC documents/Contribution agreements/ distribution agreements and intimation to regulatory Authorities wherever required. Co-ordination with various service providers/vendors/Forums for various compliance related matters pertaining to AIF and PMS is another responsibility.

The ideal candidate should have a strong understanding of SEBI AIF & PMS Regulations and should be able to effectively handle SEBI inspections. The ability to interact with auditors and other external parties for various regulatory requirements/other routine regulatory filings/compliances is essential.

Key Skills:

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