Senior RTA Operations Manager

2 days ago


Amrāvati, Maharashtra, India beBeeRegulatoryCompliance Full time ₹ 10,00,000 - ₹ 15,00,000
Job Description

A senior role that requires a team player with NISM-Series-II-A certification to handle a team of 5-7 persons, ensuring seamless execution of regulatory compliance and operational efficiency.

Key Responsibilities:

  • Manage RTA operations in listed and unlisted sectors, including SLAs and timelines defined for RTA activities as per SEBI's master circular.
  • Coordinate corporate actions, including dividends, preference shares, debentures, bonus issues, private placements, and rights issues.
  • Handle AGM/EGM/EVOTING/Postal Ballot, internal audits, SEBI audits, system audits, and automation/integration of activities in software with IT support.
  • Communicate effectively with clients and depositories (NSDL/CDSL) for corporate actions and admission processes, and with SEBI.

Requirements

A commerce background with good knowledge of RTA operations is essential. Post-graduation is desirable. 6-7 years' experience with an RTA/depository participant/share broking firm is required.

Bonus Points:

  • Strong understanding of regulatory requirements and industry standards.
  • Excellent communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize tasks effectively.


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