Senior Compliance Officer

Job Opportunity:This is a rare chance to join a leading fund management firm as a senior compliance officer.Role: Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed IncomeLocation: MumbaiExperience: 3-10 years in compliance management in AIF/PMS/Fixed income/SEBIWorking Days: 5 Days (Flexible)Job Responsibilities:* Coordinate with clients for SEBI...

Job Title: Compliance Officer","About the Role:This position is responsible for ensuring that all aspects of compliance with regulatory requirements are met.The successful candidate will have a strong understanding of financial regulations and will be able to analyze complex data to identify potential compliance risks.They will also be able to develop and...

Compliance OfficerOur organization seeks a seasoned compliance expert to oversee all aspects of our adherence to regulatory standards.Corporate Governance & Board Support: Ensure efficient and ethical operations by advising the board on matters of governance.Regulatory Compliance: Maintain strict adherence to statutory and regulatory requirements, including...

Job Title: Chief Compliance OfficerThe ideal candidate will possess 14/18 years of experience in a legal & compliance role, showcasing strong knowledge of essential elements of Corporate Compliance programs.This key member of the Legal Department will work closely with highly skilled professionals to provide legal & compliance solutions to business, focusing...

Quality Assurance SpecialistA meticulous and experienced Quality Assurance Specialist is required to support our operations team in ensuring compliance with regulatory and internal standards.Conduct regular audits of cases to ensure adherence to regulatory and internal standards.Identify process gaps and provide constructive feedback to enhance accuracy and...

**Job Summary**We are seeking a highly skilled and detail-oriented professional to join our team as a Senior Executive-Membership. In this role, you will be responsible for performing activities related to membership compliance of the Exchange and supporting the team in achieving a no error work environment.Key Responsibilities:To perform all activities...

Job Title:Sr Compliance OfficerWe are seeking a detail-oriented and proactive professional to join our team as Sr Compliance Officer.Key Responsibilities:Employee Trading Compliance: Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with both external...

Job Title: Compliance LeadThe primary objective of this role is to ensure the company maintains high standards of quality, information security and environmental compliance across all locations globally. This position will oversee the tasks necessary to preserve certifications and accreditations.This role reports directly to the Head of Compliance based in...

Job Title: Senior Legal Compliance SpecialistWe are seeking an experienced professional to drive transformation initiatives across sanctions, AML, financial crime risk, third-party risk management, and regulatory compliance.This role requires proven expertise in building compliance frameworks, leading digital transformation, and managing global stakeholder...

Job Title: Senior Accountant">Job Description:As a senior accountant, you will play a vital role in ensuring the financial health of our organization. Your responsibilities will include preparing GST tax documents, maintaining ledgers, making payments, and reconciling accounting entries and general ledger accounts.You will also be responsible for preparing...