Senior Compliance Specialist

1 week ago

Mount Abu, Rajasthan, India beBeeMembership Full time ₹ 50,00,000 - ₹ 1,00,00,000

**Job Summary**

We are seeking a highly skilled and detail-oriented professional to join our team as a Senior Executive-Membership. In this role, you will be responsible for performing activities related to membership compliance of the Exchange and supporting the team in achieving a no error work environment.

Key Responsibilities:

  • To perform all activities related to new membership application, on-going membership compliance and termination of membership.
  • Scrutiny of membership documents (including legal documents like Agreements/Indemnities/Guarantees etc.) with regard to new membership applications, change in name of member entity, change in constitution of member entity, change in directorship, scrutiny of Annual Returns and half-yearly submission (including Audited Financial Statements) submitted by members etc.
  • Replying to various queries raised by members seeking clarifications on membership rules & regulations. Providing details/data to various other depts./senior management concerning membership matters.

Requirements:

  • Candidates Profile:
    • CS/CA/MBA/CMA from a reputed Institute/University.
  • Work Experience:
    • Fresher or 1 to 2 years work experience in securities/Capital market, financial services, mutual funds or insurance companies.
  • Skills Required:
    • Proactive and result-oriented.
    • Analytical ability and an eye for detail.
    • Good execution skills.
    • Strong communications skills.
    • To share learning and develop/communicate best practice across various groups.
    • Satisfy company and national regulatory standards.
    • Understanding of annual returns, balance sheet items, L.C. Gupta method of net worth computation can be added advantage.
  • Functional Competencies required:
    • MS Office (good excel skills to be preferred).
  • Behavioral Skills required:
    • Self-motivated and able to work with large groups of persons working in and outside the organization.

Competitive Benefits:

We offer a competitive salary and benefits package that includes opportunities for growth and development.

How to Apply:

If you are a motivated and experienced professional looking for a new challenge, please submit your application.

  • Senior Legal Compliance Specialist

    1 week ago

    Mount Abu, Rajasthan, India beBeeTransformation Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    Job Title: Senior Legal Compliance SpecialistWe are seeking an experienced professional to drive transformation initiatives across sanctions, AML, financial crime risk, third-party risk management, and regulatory compliance.This role requires proven expertise in building compliance frameworks, leading digital transformation, and managing global stakeholder...

  • Compliance Specialist

    1 week ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 15,00,000

    Job Title: Compliance SpecialistWe are seeking a skilled Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring that all regulatory requirements are met.

  • Senior Compliance Specialist

    2 weeks ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Compliance OfficerOur organization seeks a seasoned compliance expert to oversee all aspects of our adherence to regulatory standards.Corporate Governance & Board Support: Ensure efficient and ethical operations by advising the board on matters of governance.Regulatory Compliance: Maintain strict adherence to statutory and regulatory requirements, including...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mount Abu, Rajasthan, India beBeepharmacovigilance Full time

    Job Title: Regulatory Compliance SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with national and international regulations and guidelines related to pharmacovigilance.This is an exciting opportunity to work in a...

  • Regulatory Compliance Specialist

    2 weeks ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 18,00,000

    Job Title: Regulatory Compliance SpecialistDescription:We're seeking a skilled and experienced Regulatory Compliance Specialist to lead our efforts in Open Banking and PSD2 compliance. As a key member of our team, you'll be responsible for analyzing and interpreting regulatory requirements, identifying areas of non-compliance, and implementing corrective...

  • Compliance Specialist

    2 weeks ago

    Mount Abu, Rajasthan, India beBeeFinancialCrime Full time ₹ 12,00,000 - ₹ 25,00,000

    Senior Analyst Position OverviewAre you a seasoned professional seeking a challenging role in Financial Crime Compliance?We invite applications from skilled professionals looking to leverage their expertise in transaction monitoring, AML, periodic reviews, and rolling reviews.Key Skills Required:Strong proficiency in Transaction Monitoring, Anti-Money...

  • Legal Compliance Specialist

    2 weeks ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 15,00,000

    Job Title:Legal Compliance SpecialistDescription:We are seeking a highly skilled Legal Compliance Specialist to lead our compliance initiatives.Key Responsibilities:Develop and implement effective contract management strategies, ensuring alignment with company policies and regulatory requirements.Collaborate with cross-functional teams to identify and...

  • Senior Compliance Officer

    1 week ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title: Senior Compliance OfficerThis is a senior-level position responsible for ensuring compliance with various regulatory bodies.The ideal candidate will have minimum 3 years of experience in a similar role and possess excellent communication, analytical and problem-solving skills.Key Responsibilities:Ensuring compliance with IFSCA, SEZ, SEBI AIF, PMS...

  • Compliance Specialist

    1 week ago

    Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Opportunity: Compliance SpecialistAbout the Role:This position involves providing compliance and validation expertise to support business growth. The ideal candidate will have a strong understanding of regulatory standards and be able to develop effective solutions.Key Responsibilities:Develop and implement compliance strategies aligned with regulatory...

  • Finance Professional

    1 week ago

    Mount Abu, Rajasthan, India beBeeAccountant Full time ₹ 30 - ₹ 45

    Job Title: Financial Reporting SpecialistWe are seeking a detail-oriented and proactive individual to manage financial reporting, compliance, and audit preparation.About the RoleThis is a critical role within our organization, responsible for maintaining accurate financial records, ensuring regulatory adherence, and supporting our growth into new markets.Key...