Senior Compliance Risk Manager

1 day ago

Bengaluru, Karnataka, India MUFG Global Service Full time

About MUFG Global Service

We are seeking a Senior Compliance Risk Manager to join our team in Bengaluru. This is a challenging and rewarding role that requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.

Job Summary:

The Senior Compliance Risk Manager will be responsible for leading the Compliance Testing programme across MUFG's banking and securities business under a dual-hat arrangement. The role involves conducting risk-based thematic and desk Tier 1 reviews of the London and EMEA business areas, providing assurance over compliance and conduct risks to key stakeholders.

Main Responsibilities:

  • Lead the scoping of reviews and develop test scripts to ensure effective testing of compliance and conduct risks;
  • Conduct thorough risk assessments and identify areas of high risk to inform the review scope;
  • Develop and maintain relationships with key stakeholders, including business leaders and other compliance teams, to ensure effective collaboration and communication;
  • Provide regular reports to management on review findings and recommendations;
  • Support the development and implementation of remediation plans to address compliance issues identified during reviews;
  • Collaborate with other compliance teams to identify and mitigate compliance and conduct risks;
  • Stay up-to-date with regulatory changes and updates to ensure compliance with relevant laws and regulations;
  • Identify opportunities for process improvements and implement changes as necessary;
  • Supervise and mentor junior members of the team to ensure they have the necessary skills and knowledge to perform their roles effectively.

Requirements:

To be successful in this role, you will need:

  • 4+ years of experience in a compliance assurance and testing role gained in a European or US bank;
  • Excellent Microsoft Office (including Excel) skills;
  • Strong relationship management skills, including with senior stakeholders;
  • Effective time management skills, with the ability to produce high-quality output and meet tight deadlines;
  • Problem-solving, analysis, and reporting skills;
  • A good understanding of Investment Banking and Markets risks and regulations;
  • Ability to exercise sound judgment, balance risk and practicality to determine appropriate actions/solutions;
  • Excellent presentation and interpersonal skills – ability to communicate clearly and concisely both in person and in writing to articulate how an identified issue increases risk for the firm;
  • Broad understanding of FCA Handbooks, Regulatory approaches & OFAC Standards;
  • Relevant industry qualifications relating to Compliance preferred, e.g. CISI;
  • Degree level qualification;
  • Excellent communication and interpersonal skills;
  • Results-driven, with a strong sense of accountability;
  • A proactive, motivated approach;
  • Strong decision-making skills with the ability to demonstrate sound judgment;
  • A structured and logical approach to work;
  • Strong problem-solving skills;
  • A creative and innovative approach to work;
  • Excellent interpersonal skills;
  • The ability to manage large workloads and tight deadlines;
  • Excellent attention to detail and accuracy;
  • A calm approach, with the ability to perform well in a pressurised environment;
  • A confident approach, with the ability to provide clear direction to others in the team;
  • A strategic approach, with the ability to lead and motivate those within your team.

Benefits:

We offer a competitive salary package, including a base salary of ₹12,00,000, plus additional benefits such as health insurance, retirement plan, and paid time off. We also offer professional development opportunities to help you grow in your career.

About MUFG:

MUFG Global Service is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.

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