
Senior Regulatory Specialist
1 week ago
We are seeking a seasoned Compliance professional to fill this key role at our organization.
The ideal candidate will have in-depth knowledge of regulatory requirements and guidelines, including circulars issued by SEBI/Exchanges/Depositories/PFRDA.
Key Responsibilities:
- Understanding of peak margin, quarterly settlement, MTF, CUSIP process to address queries/alerts from the Exchange.
- Handling of audits mandated by NSE and BSE.
- Implementation of latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely follow-up with respective stakeholders to ensure compliance.
- Preparation and dissemination of a compliance calendar to respective stakeholders and ensuring timely submission.
- Handling on-site and off-site inspections of SEBI/stock exchanges.
- Overseeing new product launches and assisting the team in building new products and processes.
- Maintenance of a monthly governance dashboard and discussion with Management.
- Liaisoning with the Exchange and internal teams.
- Additional compliance tasks such as segment activation and software approvals.
Requirements:
- Strong understanding of regulatory requirements and guidelines.
- Excellent communication and interpersonal skills.
- Able to work independently and as part of a team.
- High level of organizational skills and attention to detail.
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