Investment Securities Operations Professional
5 days ago
At Wells Fargo, we are seeking a highly skilled Investment Securities Operations Professional to join our team. This role involves supporting various operational tasks for simple or routine securities, identifying ways to improve the overall process, and performing routine duties such as processing, reconciling transactions, and researching inquiries.
The ideal candidate will have 6+ months of experience in Security Operations or equivalent experience demonstrated through work experience, training, military experience, or education. As an Investment Securities Operations Representative, you will receive direction from supervisors and escalate issues to more experienced roles, review less complex documents, collaborate with peers and colleagues to resolve issues, and interact with internal customers.
We value diversity, equity, and inclusion in the workplace, welcoming applications from all qualified candidates. Our employees support a strong risk mitigating and compliance-driven culture, adhering to applicable policies and procedures, effectively following and escalating issues, and making sound risk decisions commensurate with the business unit's risk appetite.
In this role, you will be accountable for execution of all applicable risk programs, including credit, market, financial crimes, operational, and regulatory compliance. You will also be responsible for proactive monitoring, governance, risk identification, and escalation, as well as making sound risk decisions.
We believe in providing equal employment opportunities to all applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
What You'll Do:-
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