Chief Compliance Officer

6 days ago

Mysore, Karnataka, India beBeeCompliance Full time ₹ 75,00,000 - ₹ 1,50,00,000

Job Summary

">

We are seeking a highly skilled Compliance Manager to join our team. As a key member of the organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining a high level of integrity in all aspects of our business.

">

Key Responsibilities

">
  1. Monitoring ongoing compliance and reporting as required under relevant regulations – preparation and submission of required filings, reports, and disclosures.
  2. Liaisoning and coordinating with regulators for compliance and queries.
  3. Monitoring ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc).
  4. Reviewing, preparing/updating Private Placement Memorandum and amendments including Trust Deed, KYC documents/contribution agreements/distribution agreements and intimation to regulatory authorities wherever required.
  5. Coordinating with various service providers/vendors/forums for various compliance-related matters pertaining to AIF and PMS.
  6. Liaisoning with internal auditors and statutory auditors and effectively handling SEBI inspections; interacting with auditors and other external parties for various regulatory requirements/other routine regulatory filings/compliances.
  7. Coordinating with counsels for legal support, opinions, and clarifications.
  8. Monitoring changes in SEBI regulations, directives, and circulars to ensure that the organization's practices and policies remain up-to-date and compliant.
  9. Liaisoning with product and sales teams on products and filings Preparation/Up-dation of Private Placement Memorandum and amendments including Trust Deed Review of Application Form, literature, factsheets, communiques, and communications Regulatory reporting – Filings monthly/Quarterly report reports, annual CTR.
  10. Conducting and arranging Committee meetings – valuation committee, investment Management committee; also to maintain minutes of all committee meetings.
  11. Developing, implementing, and managing organizational compliance policies and procedures in line with applicable laws, regulations, and industry best practices.
  12. Reviewing marketing material and other marketing/sales documents from a regulatory perspective; inclusive of other advertisement literature, factsheets, and communications.
  13. Drafting and vetting various agreements, legal documents, policies, and standard operating procedures.
  14. Collaborating with internal departments to provide guidance on compliance-related matters.
  15. Maintaining comprehensive and accurate records of compliance activities and documentation, ensuring easy access for internal and external review.
">

Required Skills and Qualifications

">
  • Excellent interpersonal and communication skills.
  • Strong client relationship skills.
  • Result orientation.
  • Collaborative approach.
  • Excellent MS Office skills.
  • Excellent English language skills (oral and written).
">

Benefits

">

As a Compliance Manager, you will have the opportunity to work in a dynamic and challenging environment, where you will be responsible for ensuring compliance with regulatory requirements and maintaining a high level of integrity in all aspects of our business.

">

Others

">

This is an exciting opportunity for a motivated and experienced professional to join our team and contribute to the success of our organization.

  • Chief Legal Officer

    7 days ago

    Mysore, Karnataka, India beBeeLegalisations Full time ₹ 1,00,00,000 - ₹ 2,00,00,000

    A prominent executive position within an organization, the Chief Legal Officer is responsible for ensuring legal compliance and overseeing all company operations to guarantee adherence to relevant laws.Key ResponsibilitiesExpertise in Law and Legal ComplianceExperience in providing authoritative guidance on complex legal mattersProficiency in preparing and...

  • Chief Imagination Officer

    2 weeks ago

    Mysore, Karnataka, India beBeeCreativity Full time ₹ 15,00,000 - ₹ 18,00,000

    Job Title: Chief Imagination OfficerThis role is ideal for a highly imaginative thinker with a unique ability to blend creativity and strategy seamlessly.The Chief Imagination Officer will be responsible for planning, ideating and managing key social media accounts, monitoring engagement and deriving insights from data.The ideal candidate should have up to 3...

  • Chief Executive Officer

    7 days ago

    Mysore, Karnataka, India Right Advisors Private Limited Full time

    JOB TITLE: Chief Executive Officer (CEO)LOCATION: Sahibabad, Uttar Pradesh (Plant + Office Campus)REPORTS TO: Chairman & Managing Director (CMD)ABOUT THE COMPANYA mid-sized forging and manufacturing company specializing in high-quality, customized steel forgings primarily in the Oil & Gas and Petrochemicals sectors. The company is also building new verticals...

  • Chief Financial Officer

    7 days ago

    Mysore, Karnataka, India beBeeAccountant Full time ₹ 25,00,000 - ₹ 40,00,000

    Role: Chief Financial OfficerWe are seeking a highly skilled Chartered Accountant with 5-8 years of post-qualification experience in controllership, audit or financial operations.The ideal candidate will possess a deep understanding of Indian accounting standards and tax laws.They should also have proven experience in project-based or manufacturing...

  • Chief Administrative Coordinator

    1 week ago

    Mysore, Karnataka, India beBeeAdministration Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title: Chief Administrative CoordinatorAbout the RoleWe are seeking a highly organized and detail-focused Chief Administrative Coordinator to manage daily operations, support HR activities, and ensure smooth office functioning.Key Responsibilities:Assist in end-to-end recruitment process: sourcing, scheduling, and onboarding.Maintain accurate employee...

  • Chief Technology Officer

    7 days ago

    Mysore, Karnataka, India beBeeTechnology Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title: Chief Technology OfficerWe are seeking an accomplished technology leader to drive IT operations and strategy.The ideal candidate will possess strong problem-solving, technical expertise, and effective communication skills to support business growth and continuity.Key Responsibilities:Provide end-user support for hardware, software, email, and...

  • Compliance Officer

    6 days ago

    Mysore, Karnataka, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Overview:">We are seeking a Compliance Officer to ensure all regulatory requirements are met. The successful candidate will work closely with various departments to achieve compliance goals.">Key Responsibilities:">">Ensure compliance with relevant laws and regulations">Develop and implement compliance policies and procedures">Collaborate with...

  • Chief Reputation Officer

    1 week ago

    Mysore, Karnataka, India beBeeReputation Full time US$ 10,00,000 - US$ 15,00,000

    Job Title: Chief Reputation OfficerAbout the RoleWe are seeking an experienced professional to lead our corporate affairs efforts, focusing on creating a favorable policy environment and fostering strong stakeholder relationships.Key Responsibilities:Develop and execute strategic plans to protect our reputation and advance our interests in the public...

  • Chief Technical Director

    6 days ago

    Mysore, Karnataka, India beBeeTechnology Full time US$ 1,50,000 - US$ 2,00,000

    Unlock Your Potential as a Technology VisionaryJob Description:As our Chief Technology Officer, you will lead the strategic direction of technology across our organization. This is a high-profile role that demands vision, leadership, and technical expertise.Key Responsibilities:Develop and execute technology strategies to drive business growth.Lead...

  • Chief Business Development Officer

    7 days ago

    Mysore, Karnataka, India beBeeTransformation Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Lead a Transformation as Chief Executive OfficerThis is an exceptional opportunity to steer the company's evolution into a modern engineering powerhouse.We are seeking a seasoned executive with a proven track record in driving growth, scaling businesses, and leading teams.Ownership of end-to-end profit and loss, strategy development, and delivery of...