
Risk Management Specialist
7 days ago
We are seeking a seasoned Compliance Auditor to drive our risk management initiatives.
About the Role:
- The Compliance Auditor will be responsible for conducting thorough audits of our broking operations to ensure compliance with regulatory requirements.
- Analyzing trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.
- Detailed audits of broking activities, including trading practices, client transactions, and account management.
- Evaluating the effectiveness of internal controls and risk management processes related to broking operations.
- Ensuring that our broking operations adhere to relevant regulations and industry standards.
- Staying up-to-date with changes in regulatory requirements and updating audit practices accordingly.
Requirements:
- Strong understanding of regulatory requirements and industry standards.
- Excellent analytical and problem-solving skills.
- Ability to work independently and collaboratively as part of a team.
- Proficiency in financial software and systems.
What We Offer:
- A dynamic and challenging work environment.
- Opportunities for professional growth and development.
- A competitive compensation package.
How to Apply:
Please submit your resume and a cover letter outlining your qualifications and experience.
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