Senior Associate, Compliance Consulting
15 hours ago
Kroll is looking for a Senior Associate to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting. Apply now to join One team, One Kroll. Responsibilities: As a Senior Associate within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm. As a Senior Associate you will work to: Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms Provide on the job and ad hoc advice and support to clients Manage and maintain client relationships Draft reports for firms and international regulators Collate and manipulate data, visualising trends and patterns in performance. Prepare pitch documents and proposals for potential work and engage in Business Development activities You will be a key member on a wide range of engagements, including Skilled Person Reviews, risk and compliance health-checks and assurance reviews, and wider projects across a wide-range of potential topics including (depending on experience): Regulatory RiskAML / Financial Crime Enterprise and Operational Risk ManagementMarket Abuse, surveillance and trading controlsRegulatory ReportingConsumer Protection GovernanceRegulatory readiness Regulatory Gap AssessmentThe Ideal Candidate:We are looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients. Banking and Financial Services5+ years of proven compliance experience within a regulator, financial institution or consulting firm.Exposure to working with UAE licensed financial institutions or UAE regulations is a plusBig 6 experience is a plusExcellent oral and written communication skills in English.Excellent time management and ability to work under pressureClear and logical reasoning ability to make assessments and articulate them clearlyPrior experience in Anti-Money Laundering, Operational Risk or Risk Management regulatory projectsPrior experience in internal audit roles with exposure to testing controls and systems is a plusProven regulatory experience and knowledge Qualifications such as International Compliance Association (ICA), Chartered Institute of Securities and Investment (CISI), and ACAMS are beneficial. About KrollJoin the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.Kroll is committed to equal opportunity and diversity, and recruits people based on merit.#LI-Hybrid #LI-IK1
-
Senior Associate, Compliance Consulting
2 days ago
Mumbai, Maharashtra, India Kroll Inc. Full time ₹ 8,00,000 - ₹ 24,00,000 per yearKroll is looking for a Senior Associate to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk,...
-
Senior Associate, Compliance Consulting
6 days ago
Mumbai, Maharashtra, India Kroll Full time ₹ 12,00,000 - ₹ 36,00,000 per yearDescriptionKroll is looking for a Senior Associate to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance...
-
Mumbai Metropolitan Region, India FTI Consulting Full time ₹ 6,00,000 - ₹ 18,00,000 per yearWho We AreFTI Consulting is the leading global expert firm for organizations facing crisis and transformation. We work with many of the world's top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference. From resolving disputes, navigating crises, managing risk and...
-
Compliance Audit Associate
4 days ago
Mumbai, India Third Bridge Full timeCompany Description - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. - Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...
-
Senior Software Engineer
7 days ago
Mumbai, Maharashtra, India Sovos Compliance Full time ₹ 12,00,000 - ₹ 36,00,000 per yearBuild your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionising how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...
-
Compliance Associate
6 days ago
Mumbai, India Third Bridge Full time**Company Description**: Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist...
-
Compliance Associate
3 hours ago
Mumbai, India Third Bridge Full timeCompany Description Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist of...
-
Vice President, Compliance Consulting
15 hours ago
mumbai city, India Kroll Full timeKroll is looking for a Vice President to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk,...
-
Compliance Associate
2 days ago
Mumbai, Maharashtra, India TIAA Full timeSpecialist - Compliance (Monitoring, Surveillance & Reporting) The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues and...
-
Compliance Associate
1 week ago
Mumbai, India Third Bridge Full timeCompany Description Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist of...
