Compliance Audit Associate

3 days ago


Mumbai, India Third Bridge Full time

Company Description
- Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities.
- Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight offices across three continents and a global client base.
- Whether it is facilitating a private conversation with an industry veteran, moderating a dialogue between experts and investors, or extracting insights from within the supply chain of a poorly documented industry, we are on our clients side, helping them to make informed investment decisions.

**Job Description**:
**Position Overview**

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join our newly established Third Bridge Connections Audit team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across all our international offices.

**Skills**
- Organized with excellent attention to detail.
- Ability to develop strong working relationships across the organization working with individuals at all levels and across offices in order to gather information.
- Excellent oral and written communication skills.
- Ability to critically evaluate and identify risks.

**Responsibilities**
- Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
- Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
- Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
- Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
- Work closely with our IT team to gather or explore internal data as required.
- Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

**Qualifications**:
**Qualifications**
- Previous internal audit experience is required.
- Degree level qualification (or equivalent).
- Fluent in both written and spoken English is essential

Additional Information



  • Mumbai, India Empliance Technologies Full time

    Company Description: Empliance Technologies Private Limited (ETPL) is a leading provider of Enterprise Governance, Risk & Compliance (E-GRC) solutions, empowering businesses to make insightful decisions with confidence. Our mission is to protect client brands by enabling them to become self-reliant, sustainable, and ethically driven, while fostering trust...


  • Mumbai, India Empliance Technologies Full time

    Company Description: Empliance Technologies Private Limited (ETPL) is a leading provider of Enterprise Governance, Risk & Compliance (E-GRC) solutions, empowering businesses to make insightful decisions with confidence. Our mission is to protect client brands by enabling them to become self-reliant, sustainable, and ethically driven, while fostering trust...


  • Mumbai, India Empliance Technologies Full time

    Company Description:Empliance Technologies Private Limited (ETPL) is a leading provider of Enterprise Governance, Risk & Compliance (E-GRC) solutions, empowering businesses to make insightful decisions with confidence. Our mission is to protect client brands by enabling them to become self-reliant, sustainable, and ethically driven, while fostering trust and...


  • mumbai, India Empliance Technologies Full time

    Company Description:Empliance Technologies Private Limited (ETPL) is a leading provider of Enterprise Governance, Risk & Compliance (E-GRC) solutions, empowering businesses to make insightful decisions with confidence. Our mission is to protect client brands by enabling them to become self-reliant, sustainable, and ethically driven, while fostering trust and...


  • Mumbai, India Empliance Technologies Full time

    Company Description:.- Empliance Technologies Private Limited (ETPL) is a leading provider of Enterprise Governance, Risk & Compliance (E-GRC) solutions, empowering businesses to make insightful decisions with confidence.- Our mission is to protect client brands by enabling them to become self-reliant, sustainable, and ethically driven, while fostering trust...


  • Mumbai, India TransUnion Full time

    TransUnion's Job Applicant Privacy Notice **What We'll Bring**: At TransUnion, we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment gives our people the opportunity to hone current skills and build new capabilities, while discovering...


  • Mumbai, India Haachi Business Solutions Private Limited Full time

    Compliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making ....

  • Audit Associate

    1 day ago


    Mumbai, India Bolt-tech Services Pvt Ltd Full time

    **Designation: Audit Associate** Experience: 4-5 years **Job Description**: - Leading the media / creative agency contract compliance audits for US / APAC clients; - Physical document verification and analyzing the variances in billing, payments and other operating parameters; - In-depth analysis of the agency billing, AR and media payments in contractual...

  • Compliance Associate

    2 weeks ago


    Mumbai, India Haachi Business Solutions Private Limited Full time

    Compliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and...

  • Compliance associate

    2 weeks ago


    Mumbai, India Haachi Business Solutions Private Limited Full time

    Compliance Associate Role Type: Full-Time Location: Mumbai (BKC) Search Partner: Haachi The Opportunity: Partner with a Global Market Maker We are seeking to place a high-impact Compliance Associate with our client—a leading, established proprietary financial firm recognized globally for its expertise in high-frequency trading (HFT) and market-making. ...