Current jobs related to Head – Trading, Compliance - delhi - Alankit
-
Head - Trading, Compliance & Institutional Sales
2 weeks ago
Delhi, India Alankit Full timeJob Title: Stock Broking Head – Trading, Compliance & Institutional Sales Function: Share Broking / Trading Business Location: New Delhi Experience Required: More than 15 years Preferred Background: Banking / Financial Services Educational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance) Note-...
-
Head – trading, compliance
2 weeks ago
Delhi, India Alankit Full timeJob Title: Stock Broking Head – Trading, Compliance & Institutional SalesFunction: Share Broking / Trading BusinessLocation: New DelhiExperience Required: More than 15 yearsPreferred Background: Banking / Financial ServicesEducational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note-...
-
Head - Customs and Trade Compliance
7 days ago
New Delhi, India PSA BDP Full timeAbout PSA BDP PSA BDP, a member of the PSA Group, is a leading provider of globally integrated and port-centric supply chain, transportation, and logistics solutions. The company is headquartered in Philadelphia, PA, and employs more than 5,500 people worldwide.We are a team that celebrates our unique diversity and close-knit community atmosphere. Our core...
-
Head – Trading, Compliance
4 weeks ago
New Delhi, India Alankit Full timeJob Title: Stock Broking Head – Trading, Compliance & Institutional SalesFunction: Share Broking / Trading BusinessLocation: New DelhiExperience Required: More than 15 yearsPreferred Background: Banking / Financial ServicesEducational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note-...
-
Head of Trading
5 days ago
delhi, India Alankit Full timeWe are looking for a Brokerage Head of TradingJob Description involves leading and overseeing trading operations, managing risk, and ensuring profitability. Responsibilities include developing trading strategies, supervising traders, managing risk, and ensuring compliance with regulations. Key qualifications include a bachelor's degree, experience in trading...
-
Head of Trading
6 days ago
Delhi, India Alankit Full timeWe are looking for a Brokerage Head of TradingJob Description involves leading and overseeing trading operations, managing risk, and ensuring profitability . Responsibilities include developing trading strategies, supervising traders, managing risk, and ensuring compliance with regulations. Key qualifications include a bachelor's degree, experience in...
-
Head of Trading
6 days ago
Delhi, Delhi, India Alankit Full time US$ 1,20,000 - US$ 2,40,000 per yearWe are looking for a Brokerage Head of TradingJob Description involvesleading and overseeing trading operations, managing risk, and ensuring profitability. Responsibilities include developing trading strategies, supervising traders, managing risk, and ensuring compliance with regulations. Key qualifications include a bachelor's degree, experience in trading...
-
Head of Trading
5 days ago
New Delhi, India Alankit Full timeWe are looking for a Brokerage Head of TradingJob Description involvesleading and overseeing trading operations, managing risk, and ensuring profitability . Responsibilities include developing trading strategies, supervising traders, managing risk, and ensuring compliance with regulations. Key qualifications include a bachelor's degree, experience in trading...
-
New Delhi, India Alankit Full timeDescription:Job Title: Stock Broking Head Trading, Compliance & Institutional Sales.Function: Share Broking / Trading Business.Location: New Delhi.Experience Required: More than 15 years.Preferred Background: Banking / Financial Services.Educational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or...
-
Zonal Head
2 weeks ago
Delhi, India Indusind Bank Full timeJob Description - A Zonal Head - Trade Sales at IndusInd Bank is a senior role responsible for managing and driving sales of trade and treasury products, like letters of credit, bank guarantees, and foreign exchange, across a specific geographic zone. - This role requires a strong background in trade finance, corporate sales, and team management to achieve...
Head – Trading, Compliance
2 weeks ago
Job Title: Stock Broking Head – Trading, Compliance & Institutional SalesFunction: Share Broking / Trading BusinessLocation: New DelhiExperience Required: More than 15 yearsPreferred Background: Banking / Financial ServicesEducational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note- Candidates must be based in Delhi or open to relocating in order to apply.Position Overview:We are seeking a senior professional to lead our Stock Broking vertical, with comprehensive responsibility for trading operations, compliance, regulatory interactions, and business growth. The ideal candidate will bring strong expertise in securities and regulatory frameworks, with a preference for those with a robust background in banking and financial services.Key Responsibilities:Trading & Operational OversightSupervise retail broking operations (Domestic & International) & institutional.Handle products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds.Liaise with stock exchanges, depositories, and regulators on operational matters.Sales & Business DevelopmentDrive revenue growth through institutional and retail client acquisition.Build and maintain strong relationships with HNIs, FIIs, and institutional clients.Leverage banking sector insights to enhance cross-selling of investment products.Work through associates & Partners.Risk & GovernanceImplement surveillance systems, risk assessments, and control measures.Analyze compliance gaps and develop mitigation strategies.Respond to audit queries and coordinate with regulators during inspections.Compliance & Regulatory ManagementEnsure full compliance with SEBI, NSE, BSE, NCDEX and NSDL & CDSL regulations.Conduct regular transaction reviews and implement internal audits.Oversee Anti-Money Laundering (AML) programs and risk-based monitoring.Act as the Compliance Officer for Insider Trading policies and Employee Trading (PAD), including training and internal controls.Manage regulatory filings and applications, including membership transfers across exchanges and depositories.Team Leadership & TrainingTrain management and employees on compliance, trading standards, and market regulations.Lead a high-performance team across sales, trading, and compliance verticals.Key Skills & Attributes:Strong knowledge of securities markets and compliance frameworks.Experience in managing broking/trading operations within banking or financial institutions.Regulatory knowledge and liaison experience with SEBI, NSE, BSE, CDSL.Excellent analytical, leadership, and stakeholder management skills.Proficiency in handling institutional and retail trading models.
