Regulatory Compliance Officer

Regulatory Compliance Officer **Principal Responsibilities** - This role is heavily focused on regulatory compliance, trade monitoring and surveillance, SEBI rules & regulations. - Advise on a full range of compliance and regulatory issues associated with Millennium’s growing research business in India and offshore FPI investing into India, working...

Compliance Officer – RBI Regulatory ExpertThis is a key role within the organization, focusing on ensuring comprehensive compliance with RBI norms and regulations.Evaluate and implement RBI guidelines to ensure end-to-end compliance with relevant regulatory frameworks.Manage the submission of timely regulatory filings and reports via RBI portals.Analyze...

Regulatory Compliance SpecialistA highly skilled Regulatory Compliance Specialist is required to manage regulatory affairs in a biotech/biopharma company with knowledge of drugs and cosmetics act, GMP, Schedule M.About the RoleMust have faced multiple audits by regulatory agencies including CDSCO, Local FDA, DCGI, RCGMExperience in filing for all types of...

Regulatory Affairs ManagerThis role requires a balance of strategic oversight and hands-on execution, ensuring compliance with regional regulatory frameworks while supporting business growth and product pipeline.Dossier Review and Evaluation:Review and evaluate dossiers received from manufacturers in accordance with ASEAN, Hong Kong, and country-specific...

Job Description Job title: Regulatory Reporting Officer - Compliance & Processes Grade: VP Location: Mumbai Goal KPI Regulatory Compliance & Audit: - Ensure timely query resolution and submission of RBI and SEBI enquiries, external concurrent audits, operational risk team RCSA, and internal audits. - Regular monitoring of all regulatory sites such as AMFI,...

Compliance OfficerThe Compliance Officer plays a pivotal role in ensuring our organization remains compliant with regulatory requirements across various business segments.Responsibilities include adherence to key regulations and guidelines set by SEBI, NSE, and BSE for PMS, Wealth, and Retail Broking operations.Collaboration with regulators, exchanges, and...

Job Description Key Responsibilities: Regulatory Compliance: - Ensure adherence to SEBI, NSE, BSE, NSDL, CDSL, AMFI, and RBI regulations. - Monitor regulatory updates and implement required changes. - Prepare and submit statutory reports, disclosures, and returns. - Maintain regulatory correspondence and ensure inspection readiness. Internal Compliance...

Job DescriptionWe are seeking an experienced professional to drive regulatory implementation across business functions. As an Associate Director, you will play a crucial role in ensuring compliance with payments regulations.You will be responsible for interpreting complex laws and regulations, tracking and disseminating requirements to internal stakeholders,...

Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...

Associate, Cybersecurity Regulatory and Compliance Officer, Technology and Operations-(WD78375)Job Summary: The Cybersecurity Regulatory and Compliance Officer is responsible for ensuring the organization’s cybersecurity practices comply with applicable laws, regulations, frameworks, and internal policies. This role bridges the gap between cybersecurity...