Regulatory Reporting Officer
2 weeks ago
Job Description Job title: Regulatory Reporting Officer - Compliance & Processes Grade: VP Location: Mumbai Goal KPI Regulatory Compliance & Audit: - Ensure timely query resolution and submission of RBI and SEBI enquiries, external concurrent audits, operational risk team RCSA, and internal audits. - Regular monitoring of all regulatory sites such as AMFI, SEBI, and RBI portals for prompt implementation of circulars related to investments. Agreement Tie-ups: - Facilitate timely signing of agreements with product providers. - Collaborate with legal and relevant stakeholders to obtain PPAC and Board approvals. Process Designing & Improvement: - Develop new processes and identify improvement areas in existing workflows. - Ensure all processes comply with regulations and board-approved policies. - Launch process notes within defined turnaround time (TAT). Client & Service Queries: - Efficiently handle and resolve client queries, particularly related to AT1 Bonds. - Manage SGB regulatory mailers and remediation activities. - Provide daily reporting to RBI with updated PAN, email ID, and bank account details of SGB investors. Maintenance of Records: - Collect required data from all stakeholders, including OSD/BDTS, to meet SEBI/RBI/AMFI data maintenance requirements. - Ensure the maintenance of requisite data points with OSD as per regulatory guidelines. Regulatory Campaigns: - Manage regulatory digital and customer communication campaigns.
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Regulatory Reporting
4 days ago
Mumbai, India Pride Circle Full timeHiring LGBT Talent Only (LGBT stands for Lesbian, Gay, Bisexual, Transgender, Queer, Intersex, Pansexual, Bicurious) Job Title**:Analyst Role (Regulatory Reporting) - **_**LGBT (OUT or CLOSETED)**_ Grade 1A Level Level 1A Reports to Team Manager Location Mumbai **Overall Job Purpose** To provide a high-quality service for covering aspects of Transactional...
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Regulatory Reporting, AS
1 week ago
Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 15,00,000 - ₹ 25,00,000 per yearJob Title: Regulatory Reporting, ASLocation: Mumbai, IndiaRole DescriptionIt is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner.Further, candidate is expected to provide various adhoc requirements sought by the regulators on...
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Regulatory Reporting, AS
7 days ago
mumbai, India Deutsche Bank Full timeJob Description:Job Title: Regulatory Reporting, ASLocation: Mumbai, IndiaRole DescriptionIt is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. Further, candidate is expected to provide various adhoc requirements sought by...
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Regulatory Reporting, AS
2 days ago
Mumbai, India Deutsche Bank Full timeDescription It is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. Further, candidate is expected to provide various adhoc requirements sought by the regulators on timely manner. This role includes providing clarifications to...
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Regulatory Reporting, AS
4 weeks ago
Mumbai, India Deutsche Bank Full timeJob Title: Regulatory Reporting, AS Location: Mumbai, India Role Description It is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. Further, candidate is expected to provide various adhoc requirements sought by the regulators...
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Regulatory Reporting Associate
7 days ago
mumbai, India JPMorganChase Full timeDescriptionJoin our dynamic team as a Transaction Processing Manager in Market Operations, where you'll lead the charge in regulatory reporting implementation and drive ongoing remediation activities. Embrace the opportunity to work across a diverse range of products, ensuring compliance and excellence in every transaction. Be at the forefront of innovation...
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Regulatory Reporting Specialist
1 week ago
Mumbai, Maharashtra, India JPMorgan Chase Full timeJoin our dynamic Regulatory Controls Team and shape the future of regulatory trade reporting. Be at the forefront of innovation, collaborating with Change Management and key stakeholders. Make a meaningful impact by exceeding regulatory requirements in a fast-paced, global environment.Job SummaryAs a Regulatory Reporting Analyst within the Regulatory...
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Regulatory Reporting Specialist
4 days ago
Mumbai, Maharashtra, India BNP Paribas Full time ₹ 4,00,000 - ₹ 12,00,000 per yearPosition Purpose The US Financial & Regulatory Reporting Team is responsible for the production of financial and regulatory reports and information required to ensure compliance to regulatory expectations as well as other internal monitoring requirements. The Local Regulatory Reporting team is under expansion and going through different projects of...
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Regulatory Reporting Associate
2 weeks ago
Mumbai, Maharashtra, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per yearDescriptionJoin our dynamic team as a Transaction Processing Manager in Market Operations, where you'll lead the charge in regulatory reporting implementation and drive ongoing remediation activities. Embrace the opportunity to work across a diverse range of products, ensuring compliance and excellence in every transaction. Be at the forefront of innovation...
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Regulatory Reporting
1 week ago
Mumbai, Maharashtra, India JPMorganChase Full time ₹ 1,20,000 - ₹ 1,30,000 per yearJOB DESCRIPTIONRegulatory Operations CoE caters to private clients globally with offices in the US, Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners, on clients' and regulators' various reporting needs across various frequencies (daily / weekly / monthly / quarterly / annual),...
