Regulatory Reporting

JOB DESCRIPTION

Regulatory Operations CoE caters to private clients globally with offices in the US, Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners, on clients' and regulators' various reporting needs across various frequencies (daily / weekly / monthly / quarterly / annual), delivers automation using various Intelligent Automation (IA) tools, and provides adhoc support to various data requirements from the business.

As the Team Lead in the Regulatory Operations CoE, you will execute both 'Run the Bank' (RTB) and 'Change the Bank' (CTB) functions. You will have the opportunity to work closely with clients and onshore partners, addressing various reporting needs and delivering automation using Intelligent Automation tools. This role offers extensive cross-functional and cross-business exposure, allowing you to creatively problem-solve on a broad scale. You will partner with Lines of Business, Legal, Compliance, Audit, and Technology groups to ensure accurate and timely resolutions of all queries and maintain high accuracy in meeting SLAs.

Job Responsibilities:

• Experience in Regulatory Reporting (MiFID II, CFTC, EMIR, HKMA, MAS & SEC)
• Provide adhoc data support upon request by business
• Performing exception management
• Drive change management projects and new reporting requirements independently
• Ensure all process & other supporting documents [SOP's, FSLA's, Service Requests (IAS charters)] are maintained up-to-date and all escalations are done on a timely basis.
• Maintain a high rate of accuracy and ensure SLA's are met
• Ensure accurate and timely resolutions of all queries
• Experience in Regulatory/ Management Information Reporting
• Quickly analyze information to develop insights and conclusion
• Solid analytical ability to research and analyze data
• Prepare various management reports on daily/weekly/Monthly basis

Required qualifications, capabilities and skills:

• Minimum 4 years financial services experience with exposure / involvement in one or more of the following areas: Private Banking, reporting, intelligent automation, process improvement
• Strong Access / Excel skills
• Working knowledge of various IA tools such as Alteryx, Python, UIPath, Tableau, etc.
• Strong Data Analytical skills
• Demonstrated track record of achieving challenging goals
• Bachelor's degree from an accredited, high quality institution

Preferred qualifications, capabilities and skills:

• Financial services / Business consultancy background preferred

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.