AVP - Regulatory Compliance
5 days ago
Job Description Key Responsibilities: Regulatory Compliance: - Ensure adherence to SEBI, NSE, BSE, NSDL, CDSL, AMFI, and RBI regulations. - Monitor regulatory updates and implement required changes. - Prepare and submit statutory reports, disclosures, and returns. - Maintain regulatory correspondence and ensure inspection readiness. Internal Compliance Monitoring: - Conduct internal audits and compliance reviews. - Identify and mitigate compliance risks across business units. - Maintain compliance dashboards and escalate issues as needed. Policy & Process Management: - Draft and update compliance policies, SOPs, and manuals. - Ensure operational alignment with regulatory expectations. - Implement and monitor risk-based compliance frameworks. Training & Awareness: - Conduct regular compliance training and awareness programs. - Foster a culture of ethical conduct and regulatory discipline. Liaison & Coordination: - Act as the primary liaison for regulatory inspections and audits. - Coordinate with internal departments for compliance-related matters. - Respond to regulatory queries and notices in a timely and accurate manner.
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AVP - Compliance Automation & Surveillance
5 days ago
Hyderabad, Mumbai, Mumbai, India Anlage Infotech Full time ₹ 12,00,000 - ₹ 36,00,000 per yearWhat is the AVP - Compliance Automation & Surveillance responsible for?The AVP - Compliance Automation & Surveillance will play a pivotal role in leading a dynamic team that focusses on new tools & automation of processes for Regulatory Compliance and the surveillance framework. This position will oversee the development, implementation, and maintenance of...
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AVP Compliance – RBI Regulatory Compliance
3 days ago
mumbai, India Shapoorji Pallonji Finance Private Limited Full timeLocation: MumbaiExperience: 4–8 years (preferably in NBFC/BFSI sector)Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR)...
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AVP Compliance – RBI Regulatory Compliance
2 weeks ago
Mumbai, Maharashtra, India Shapoorji Pallonji Finance Private Limited Full time ₹ 12,00,000 - ₹ 36,00,000 per yearLocation:MumbaiExperience:4–8 years (preferably in NBFC/BFSI sector)Industry:Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-orientedCompliance Manager (RBI & Corporate Law)to join our team. This role is crucial in ensuring that we meet allregulatory requirements under RBI Scale-Based Regulation (SBR)for...
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Regulatory Compliance
2 weeks ago
Mumbai, Maharashtra, India Acura Solution Full time ₹ 6,00,000 - ₹ 18,00,000 per yearJob Description:The key responsibilities would include the following:Reviewing select credit proposals which goes into Credit Committee (Level E2) and bringing out any regulatory inconsistencies.Reviewing credit related Policies, processes and notes. It involves giving feedbacks and advice to ensure the bank processes are comprehensive and compliant with...
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avp-it
2 days ago
Mumbai, Maharashtra, India Finvasia Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Title: AVP Information TechnologyLocation: MumbaiDepartment: Information TechnologyReports to: VP/ CTO / Managing DirectorJob Summary:The AVP – Information Technology plays a strategic and operational leadership role, overseeing IT infrastructure, cybersecurity, compliance, and technology innovation within the organization. This role ensures robust,...
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Mumbai, India Michael Page Full timeOnly candidates with 7+ years of experience to applyCandidates must have experience from PE/VC/Financial Services/AIFAbout Our ClientThis opportunity is with a well-established organisation operating in the financial services industry, specifically within the investment and asset management sector. The company is a mid-sized player known for its focus on...
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Mumbai, India Michael Page Full timeOnly candidates with 7+ years of experience to apply Candidates must have experience from PE/VC/Financial Services/AIF About Our Client This opportunity is with a well-established organisation operating in the financial services industry, specifically within the investment and asset management sector. The company is a mid-sized player known for its focus on...
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mumbai, India Shapoorji Pallonji Finance Private Limited Full timeLocation: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation...
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Mumbai, India Shapoorji Pallonji Finance Private Limited Full timeLocation: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation...
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Mumbai, India Shapoorji Pallonji Finance Private Limited Full timeLocation: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation...
