Depository Audit

1 day ago

Mumbai Maharashtra, India Acme Services Full time

Assist in conducting internal audits of Depository Participant Audit in line with SEBI and depository guidelines NSDL CDSL Work closely with the client s internal audit team under a co-sourcing model Review and assess compliance with DP regulations including account opening transaction processing demat pledge hypothecation and client communication Perform field visits to client branches or operational locations if required Prepare audit working papers draft observations and contribute to audit reports Track and follow up on remediation of audit findings Maintain proper documentation and ensure adherence to internal audit methodologies Ensure timely completion of audits and delivery of high-quality outputs Basic knowledge of Demat services Document knowledge of Different types of account opening categories like Individual NRI HUF LLP Body Corporate etc Having KRA and CKYC document checking experience

  • Depository Executive

    2 weeks ago

    Kurla, Mumbai, Maharashtra, India gsm GmbH Full time

    Job Title: DP Executive Company: Broking Company Location: Kurla, Mumbai, Maharashtra Job Summary: We are looking for a detail-oriented and experienced DP Executive to join our team at Allvest. The role involves managing depository operations, ensuring timely processing of client instructions, compliance with regulatory norms, and smooth coordination with...

  • Audit Assistant

    4 days ago

    Mumbai, Maharashtra, India Anudnya A Mehta & Associates Full time

    **Job Description: Audit Assistant** **Location**: Sion, Kings Circle, Mumbai **Firm Name**: Anudnya A Mehta & Associates **Employment Type**: Full-time **About Us**: Anudnya A Mehta & Associates is a reputed Chartered Accountancy firm specializing in audits and compliance services for SEBI-registered intermediaries such as stock brokers, authorized...

  • Officer - Audit Department

    4 days ago

    Mumbai, India CDSL Full time

    **Position** *** **Location** *** **Qualification** *** **Age Limit** **Officer - Audit Department** - Mumbai- MBA / CA / CS/ ICWA / M.Com- up to 30 years**Qualification & Experience**: - MBA/CA/CS/ICWA/M.Com or First Class B. Com. Graduates. - Minimum 1-3 years’ experience in capital market preferably in Depository related operations, Stock...

  • Audit Executive

    11 hours ago

    Mumbai, India Vidatree TechnoVentures Private Limited Full time

    Audit Executive for financial intermediaries like Stock Brokers and Depository Participants. **Job Roles and Responsibilities**: - KYC details of new clients and modifications therein - Orders placed through members - Contract notes dispatched - Brokerage / DP charges levied - DIP / DIS issued - Submissions done to the Exchanges / Depositories - Other...

  • Ca Freshers- Financial Markets and Depository

    1 week ago

    Mumbai, India Mangalam Placement Full time

    **Company**: Yes Bank **Location** Mumbai **Experience** 3-4 Years **Key Skills** Audit Compliance, Bank Reconciliation, Risk Control, Credit Processing, word processors **Position: CA Freshers - Financial Markets and Depository Operations** **Qualification: CA** **Experience: 0 to 4 years** **Location: Mumbai** **Job description** **Role and...

  • Depository Participant Executive

    2 weeks ago

    Mumbai, Maharashtra, India Altruist Fostering Services Full time ₹ 4,00,000 - ₹ 5,00,000 per year

    *Depository Participant DP Executive* with *3+ years* of work experience required in a group of companies having *NBFC & capital market organisation* located at *Nariman Point*, Churchgate/CSTJD:* *Manage securities pay-in/pay-out, off-market transfers, pledging, and dematerialization/rematerialization processes** Ensure *accurate DIS (Delivery Instruction...

  • Audit Assistant

    11 hours ago

    Mumbai, India Devdhar Joglekar & Srinivasan Full time

    A 30 year old, medium-large CA Firm has vacancies for Audit Assistant for the freshers commerce graduate with good academic. The firms Audits profile covers the Bank Audit (Treasury, Derivatives and Forex Dealing Room, International Finance, Working Capital Finance), Mutual Funds, Custodial Services, Insurance Companies and Depository Participants, The...

  • Audit Trainee

    1 hour ago

    Lower Parel, Mumbai, Maharashtra, India VVSH AND ASSOCIATES Full time

    A mid size CA Firm has vacancy for Audit Trainee for Freshers (B Com/BAF/BMS/BBI or any Commerce graduate). The firm's Audits profile covers Banking (Treasury, Derivatives and Forex Dealing Room, International Finance, Working Capital Finance), Mutual Funds, Custodial Services, Insurance Companies, Housing Finance Company, Credit Cards and Depository...

  • Surveillance - Executive

    1 week ago

    Mumbai, Maharashtra, India National Securities Depository Limited Full time

    Role Surveillance - ExecutiveQualification Postgraduate/Bachelor's degree or diploma in Law, Legal Studies, or related discipline.Location MumbaiExperience 2-5 yearsJob Description Good knowledge of depository services, and regulatory frameworks.Process and track regulatory orders in accordance with internal procedures and external regulations.Review,...

  • Junior Audit Assistant

    1 week ago

    CBD Belapur, Navi Mumbai, Maharashtra, India JMD Corporate Services Pvt Ltd Full time

    A 30 year old, Mid size CA Firm has vacancy for Audit Assistant for Freshers (B Com/BAF/BMS/BBI or any Commerce graduate).The firm's Audits profile covers Banking (Treasury, Derivatives and Forex Dealing Room, International Finance, Working Capital Finance), Mutual Funds, Custodial Services, Insurance Companies, Depository Participants, Review of ICAAP and...