Officer - Audit Department
4 days ago
**Position**
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**Location**
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**Qualification**
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**Age Limit**
**Officer - Audit Department**
- Mumbai- MBA / CA / CS/ ICWA / M.Com- up to 30 years**Qualification & Experience**:
- MBA/CA/CS/ICWA/M.Com or First Class B. Com. Graduates.
- Minimum 1-3 years’ experience in capital market preferably in Depository related operations, Stock Exchanges, Broking Firms or in compliance departments of other financial institutions.
- Conducting Audit of the Depository Participant for ensuring timely compliance with guidelines laid down by Depositories, SEBI, and other Regulatory Institutions.
- Ensure compliance with established internal control procedures by examining records, reports, operating processes, and documentation.
- Reporting audit findings by preparing a report; discussing findings and ensuring timely compliance
- Stay well updated with latest regulatory requirements and contribute in developments required to be made in the Depository system.
- Formulating SOP on actions by depository on regulatory circulars.
- High level of integrity and honesty is desired
- Good analytical and statistical skills.
- Good verbal and written Communication skills.
- Proficiency in Word, Excel, Outlook, and PowerPoint
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