Depository Participant Executive

Role Surveillance - ExecutiveQualification Postgraduate/Bachelor's degree or diploma in Law, Legal Studies, or related discipline.Location MumbaiExperience 2-5 yearsJob Description Good knowledge of depository services, and regulatory frameworks.Process and track regulatory orders in accordance with internal procedures and external regulations.Review,...

Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with the back office of institutional cum HNI clients, other day-to-day back office work wrt...

Role & responsibilitiesDeputy Manager / Manager DP OperationsDepartment: Depository OperationsCTC Range: 12 – 15 LakhsEducational Qualification:• First Class Graduate (Commerce / Finance / Economics preferred).Experience:• 6–10 years in depository operations, preferably with a CDSL or NSDL participant.Key Responsibilities:• Handle daily DP...

Company DescriptionSECMARK CONSULTANCY LIMITED provides specialized Consulting, Technology, and Outsourcing services to participants in the financial market. The company focuses on areas such as Compliance, Operations, Risk Management, Software Development, IT Infrastructure Management, System Audits, and Cyber Security. SECMARK serves over 200 leading...

Job Description:We are hiring Back Office Executives for Investment Banking (IB), Accounts, and DP Back Office functions. The candidate should have a basic understanding of stock markets and back-office operations in a financial services firm.Key Responsibilities:1. Investment Banking (IB) Back Office:Support IPO, FPO, Rights Issue, Private Placement...

Preparing and delivering pitches and presentations to potential new clients,5. Execute various marketing activities within assigned regions. Do market research on industry segmentation related to sectors and level of participants,

Pay: ₹30, ₹32,000.00 per monthJob description:Job Title: Accounts ExecutiveLocation: Kandivali West, MumbaiWorking Days: Monday to SaturdayWorking Hours: 10am to 7pm (Candidates should be flexible for extended hours when required)About the Role:Yava Corp is seeking an Accounts Executive experienced in NSDL/CDSL share transfers via SPEED-e /...

The Junior Surveillance Analyst will assist in monitoring client transactions, handling surveillance alerts, and ensuring adherence to regulatory and internal compliance standards. The role involves supporting the client screening process, managing alerts from CDSL and internal systems, coordinating with stakeholders for timely closure, and maintaining...

Role Inspection ExecutiveQualification CA/ICWA/CS/CFA/MBA or equivalent PG qualificationLocation MumbaiExperience 2–3 yearsJob Description:To conduct inspection and ensure timely submission of reports and subsequent compliances from BPs.Identification of process improvements in the existing inspection process.End-to-end monitoring of receipt & review...

Job description:Seeking a seasoned Senior Equities & Derivatives Dealer for our esteemed client, a SEBI-registered Stock Broking firm established in 1997. It is a Member of various Stock Exchanges, namely, BSE, NSE, MSE, MCX and a Depository Participant with CDSL. It is also a SEBI-registered Research Analyst Entity.The ideal candidate must have extensive...