Compliance Professional

3 days ago

Surat Gujarat, India People First Consultants Full time

Job descriptionPrimary Role Periodic reporting as a SEBI registered Stock Broker and Depository Participant and tracking of amendments Regulating Authorities SEBI CDSL NSDL NSE BSE ICCLPeriodic reporting as a PFRDA registered Point of Person for NPS and tracking of amendments Regulating Authority PFRDATo coordinate with the finance operations and IT department for obtaining relevant information and details for preparation of the certificates and reports to be submitted with the various regulators SRO MIIs Dealing and coordinate with the Internal Auditors External AuditorsEnsure timely intimation to the regulators with respect to incidental compliance i e updation of DP service centers updation of branches Change in Name Shareholding Principal Officer Compliance Officer etc of the Companies registered with the regulators SROs MIIs Ensuring updation of various forms applicable for onboarding of clients for trading and demat account opening and allied services Ensure entry storage updation of the NJ Compliance Module in the system To keep storage and custody of License and Registration Certificates issued by the regulators FATCA and CRS reporting and coordination with Consultant To ensure provisions of PMLA and Surveillance related laws are duly complied Ensure efficient functioning of team and assist team members to achieve optimum performance levels Secondary RoleHelping superior in preparing the MIS reports as and when required Helping superior for any incidental task Team HandlingRequired candidature Strong knowledge of SEBI regulations and compliance frameworksPrior experience in broking or securities firm operations specifically in Depository or Exchange ComplianceDeep understanding of compliance workflows operational risk and capital market processesPreferred qualification Company Secretary CS Location Surat

  • Senior Compliance Professional

    1 week ago

    Surat, Gujarat, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Overview">We are seeking a seasoned Compliance professional to join our team. As a Compliance Analyst, you will be responsible for executing fieldwork and testing across various areas of laws, including AML, Privacy, Anti-corruption, Consumer Protection & Fairness.">Key Responsibilities:">">Design and execute comprehensive testing programs to identify...

  • Compliance Officer

    2 weeks ago

    Surat, Gujarat, India Certbar security Full time

    **Position Title**: Compliance Officer (GRC) **Location**: Katargam, Surat **Department**: Compliance/Data Protection **Job Summary**: The Compliance Officer will be responsible for ensuring that our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as...

  • Tax Compliance Professional

    1 week ago

    Surat, Gujarat, India beBeeTaxSpecialist Full time ₹ 10,00,000 - ₹ 17,00,000

    Tax Compliance SpecialistOur team is seeking a highly skilled Tax Compliance Specialist to join our organization. The successful candidate will be responsible for managing the preparation and filing of various tax returns with the relevant authorities, including Estimated Chargeable Income (ECI), Final Tax Returns (Form C / Form C-S / Dormant Company...

  • Compliance Officer

    2 weeks ago

    Katargam, Surat, Gujarat, India Certbar Security Pvt. Ltd. Full time

    **Position Title**: Compliance Officer (GRC) **Location**: Katargam, Surat **Department**: Compliance/Data Protection **Job Summary**: The Compliance Officer will be responsible for ensuring that our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as...

  • Expert Compliancy Professional

    2 weeks ago

    Surat, Gujarat, India beBeeRegulator Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    ">Job Title: Global KYC Expert">The Global KYC Expert plays a pivotal role in ensuring compliance with regulatory requirements and internal policies related to Know Your Customer (KYC) processes. This position provides expert guidance and support to the team, ensuring that all KYC activities are conducted efficiently and effectively, in line with the bank's...

  • Compliance Specialist

    2 weeks ago

    Surat, Gujarat, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000

    Regulatory Compliance SpecialistThis role is focused on ensuring that our products meet the highest standards of regulatory compliance.Key responsibilities include studying scientific and legal documents, gathering and evaluating information, and maintaining familiarity with company product ranges.The successful candidate will be responsible for planning and...

  • Compliance Specialist

    2 weeks ago

    Surat, Gujarat, India beBeeAudit Full time ₹ 16,00,000 - ₹ 22,00,000

    Compliance SpecialistWe are seeking an experienced Compliance Specialist to assess the current Databricks implementation on Azure and integration with AzureDevOps.Key Responsibilities:Conduct a thorough audit of the client's Databricks implementation on Azure, ensuring compliance with industry standards.Assess the integration with AzureDevOps and identify...

  • Compliance Specialist

    2 weeks ago

    Surat, Gujarat, India beBeeRisk Full time ₹ 17,00,000 - ₹ 21,50,000

    Job OpportunityWe are seeking an experienced professional to join our team as a Governance, Risk, and Compliance (GRC) consultant. The ideal candidate will possess excellent problem-solving skills, attention to detail, and strong communication abilities.The GRC consultant will be responsible for ensuring our operations meet government and industry standards,...

  • Senior Compliance Officer

    2 weeks ago

    Surat, Gujarat, India beBeeCompliance Full time ₹ 70,00,000 - ₹ 1,40,00,000

    Compliance Professional RoleWe seek a detail-oriented compliance professional with an understanding of financial products and regulatory best practices.This role requires exceptional analytical skills, attention to detail, and collaboration across departments to maintain high standards of corporate governance and ethics.Main Responsibilities:Employee Trading...

  • Global Compliance Strategist

    1 week ago

    Surat, Gujarat, India beBeeRegulatory Full time ₹ 1,00,00,000 - ₹ 1,20,00,000

    Job Title: Corporate Governance Professional\">Job Summary:\">Our organization is seeking a seasoned Corporate Governance Professional to lead our compliance and risk management initiatives. This role requires a strong background in legal compliance, regulatory advisory, and team leadership.\">Key Responsibilities: \">Compliance Frameworks:Develop and...