
Compliance Professional
3 weeks ago
Job descriptionPrimary Role Periodic reporting as a SEBI registered Stock Broker and Depository Participant and tracking of amendments Regulating Authorities SEBI CDSL NSDL NSE BSE ICCLPeriodic reporting as a PFRDA registered Point of Person for NPS and tracking of amendments Regulating Authority PFRDATo coordinate with the finance operations and IT department for obtaining relevant information and details for preparation of the certificates and reports to be submitted with the various regulators SRO MIIs Dealing and coordinate with the Internal Auditors External AuditorsEnsure timely intimation to the regulators with respect to incidental compliance i e updation of DP service centers updation of branches Change in Name Shareholding Principal Officer Compliance Officer etc of the Companies registered with the regulators SROs MIIs Ensuring updation of various forms applicable for onboarding of clients for trading and demat account opening and allied services Ensure entry storage updation of the NJ Compliance Module in the system To keep storage and custody of License and Registration Certificates issued by the regulators FATCA and CRS reporting and coordination with Consultant To ensure provisions of PMLA and Surveillance related laws are duly complied Ensure efficient functioning of team and assist team members to achieve optimum performance levels Secondary RoleHelping superior in preparing the MIS reports as and when required Helping superior for any incidental task Team HandlingRequired candidature Strong knowledge of SEBI regulations and compliance frameworksPrior experience in broking or securities firm operations specifically in Depository or Exchange ComplianceDeep understanding of compliance workflows operational risk and capital market processesPreferred qualification Company Secretary CS Location Surat
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Compliance Officer
4 days ago
Katargam, Surat, Gujarat, India Certbar Security Pvt. Ltd. Full time**Position Title**: Compliance Officer (GRC) **Location**: Katargam, Surat **Department**: Compliance/Data Protection **Job Summary**: The Compliance Officer will be responsible for ensuring that our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as...
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Company Secretary
1 week ago
Bhatar, Surat, Gujarat, India KP Group Full time**Position Overview**: As a Compliance Specialist for Regulatory and Operational Compliance (ROC), you will play a critical role in ensuring that KP Group complies with all applicable laws, regulations, and internal policies related to our operations. You will be responsible for monitoring regulatory developments, assessing their impact on our business, and...
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Compliance Executive
2 weeks ago
Majura Gate, Surat, Gujarat, India Market-Hub stock brocking Pvt Ltd. Full time**Company Overview**: Market Hub Stock Broking Pvt. Ltd. is a leading financial services firm specializing in stock brokerage and investment solutions. We are dedicated to maintaining the highest standards of compliance and integrity in our operations. Our team is composed of passionate professionals committed to providing exceptional service to our clients...
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Dispatch Coordinator
2 weeks ago
Udhana, Surat, Gujarat, India STRATEFIX PROFESSIONAL PRIVATE LIMITED Full timeCoordinate and schedule the dispatch of drivers, vehicles, or field personnel for deliveries, pickups, or services. - Monitor routes and delivery status using dispatch software and GPS tracking systems. - Communicate with drivers and clients to provide real-time updates and resolve service issues or delays. - Maintain records of dispatch calls, vehicle...
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ERP Implementor Executive
1 week ago
Surat, Gujarat, India Stratefix Professional Pvt Ltd Full time**Job Summary**: **Key Responsibilities**: **1. ERP Implementation and Maintenance** - Oversee the implementation, configuration, and maintenance of the ERP system. - Ensure seamless integration with existing systems to enhance operational efficiency. - Develop and implement robust data security policies and procedures. - Ensure compliance with industry...
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Compliance Officer
5 days ago
Gandhinagar, Gujarat, India SKS Enterpprises Full timePosition Name - Compliance Officer Location - Gift City Gandhinagar Experience Range - 3 yrs Mandatory Requirement Ensure end-to-end compliance with IFSC regulations corporate laws and other regulatory frameworks Job Roles and Responsibilities Responsible for overall Compliance Legal and Corporate Secretarial functions of the GIFT Branch of the AMC...
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Back Office Executive-compliance
2 weeks ago
Vesu, Surat, Gujarat, India CKREDENCE WEALTH MANAGMENT FORMALY CHIRAGINVESTMENT Full timeTo assist with account opening and customer service, we are looking for a well-organized and meticulous back office executive. The ideal applicant will be in charge of overseeing the processing of accounts both online and offline, making sure that regulations are followed, keeping correct records, and managing a variety of administrative and communication...
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Talent Acquisition Specialist
6 days ago
Dumas, Surat, Gujarat, India Stratefix Professional Pvt. Ltd. Full time ₹ 6,00,000 - ₹ 7,20,000 per yearKey ResponsibilitiesDesign and execute full-cycle recruitment strategies to meet consulting hiring goals (Analyst to Partner level).Manage Team of Talent Acquisition and lead them in proper.Worked on Incentive part and project handling.Partner with consulting leadership to align workforce planning with project pipelines.Build and maintain talent pipelines...
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Compliance Officer
2 weeks ago
Ahmedabad, Gujarat, India Patel Infrastructure Limited Full time**Job Title: Compliance Executive** **Location**: Ahmedabad **Job Type**: Full-time **Job Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - Ensure the organization’s compliance with all relevant statutory requirements, particularly related to Provident Fund (PF), Employees’ State Insurance (ESI), the Factories Act, and other...
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Stratefix - Talent Acquisition Manager
2 weeks ago
Surat, India Stratefix Professional Private LImited Full timeRoles and Responsibilities- Develop and execute end-to-end recruitment strategies to meet consulting hiring needs (from Analyst to Partner level).- Manage and lead the Talent Acquisition team, providing direction to achieve hiring goals.- Collaborate with consulting leadership to align recruitment plans with workforce and business needs.- Build and maintain...