Compliance Executive

3 weeks ago

Ahmedabad India Prudent Corporate Advisory Services Ltd. Full time

Job Description Prudent Corporate Advisory Services Ltd is hiring for a Compliance Executive at Ahmedabad location. Location : Ahmedabad Job Description - Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same. . Do settlement of client balances (Fund/Securities) and having brief knowledge of the same. . Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances. . Providing NEAT / CTCL terminal and maintain of MIS for the same. Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance. To Co-coordinate with the exchange(s), clients and departments for any compliance related issues. Maintain Recording data of clients transaction. Preparation of various applications / documentation as per exchange rules & regulation. . Prepare and maintain MIS. If Interested, Kindly send your updated CV on [Confidential Information]

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