Compliance Executive

2 days ago

Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full time

Prudent Corporate Advisory Services Ltd is hiring for a Compliance Executive at Ahmedabad location. Location : Ahmedabad Job Description -· Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same.. Do settlement of client balances (Fund/Securities) and having brief knowledge of the same.. Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances.. Providing NEAT / CTCL terminal and maintain of MIS for the same.· Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance.· To Co-coordinate with the exchange(s), clients and departments for any compliance related issues.· Maintain Recording data of clients transaction. · Preparation of various applications / documentation as per exchange rules & regulation.. Prepare and maintain MIS.If Interested, Kindly send your updated CV on career@prudentcorporate.com

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