Compliance Executive

18 hours ago

India Jhaveri Securities Full time

**Compliance Executive**

**Responsibilities**:

- Responsible for SEBI / Exchange & Client Compliance.
- Handling SEBI / Exchange Inspection.
- Coordinate with internal dept. /associate for Meeting SEBI /Exchange
- compliance with deadline for data submission.
- Must update with all recent SEBI / Exchange compliance amendment.
- Understand / discuss with internal auditor for audit observation.

Department

Compliance

Locations

Vadodara

Qualfication

Min. Graduate+NISM Certification+NISM Compliance

Experience

Min
- 3 Years

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