Compliance Officer

4 days ago


Nadiād, India Equirus Full time

Qualification: Graduation/ CA / MBA Company Secretary will be preferred but non mandatory. Experience: Minimum 4 + years of relevant experience Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred. Role Details: - Ability to liaise and interact with regulators. - Ability to manage Audits. - Ensuring 100% compliance across all existing and new products that the company manages. - Ensuring end-to-end compliance with the provisions of all regulatory requirements i.E SEBI, IFSCA, Companies Act, FEMA etc. - Should be aware of the latest regulatory requirements on all products. - Support and guide in the implementation of new products as required by the company. - Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system. - Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team. - Work on any other compliance matters as assigned from time to time. - Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects



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