Employee Compliance

6 months ago

Hyderabad Telangana, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION** Job Title - Compliance - Licensing and Registration Processing (L&R)**:

- **Assistant**

**Compliance Mission Statement**

The Compliance Operations team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations.

Our mission is to provide compliance support across the firm’s global businesses and functions. We are driving a culture of quality and continuous improvement toward the best outcome for client experience, our colleagues and JPMorgan Chase.

If you are interested in working in an environment where leadership, excellence, integrity, and diversity are among our core principles, then explore the opportunities at JPMorgan Chase.

***Our Team
- Licensing and Registration Processing (L&R**)**

Licensing and Registration Processing (L&R) is a critical Employee Compliance function within JPMorgan Chase.

Our team supports JP Morgan business areas within APAC, EMEA, Americas region, which includes HKMA, MIFID, MAS and FINRA Regulators, NFA Regulated entities, SWAP registrations, as well as Insurance licensing.

**Role Requirements**

***We are looking for talented people to join our Employee Compliance **Licensing and Registration **team supporting the delivery of key Licensing and Registrations in line with relevant Standard operating Procedures.
- This includes liaising closely with key stakeholders and the business and other control functions. L&R team will be responsible for employees requiring registration or licensure for the performance of their responsibilities, to ensure they comply with the Firm’s internal policy as well as all external requirements.
- As a member of Licensing** and Registration Processing (L&R) **team your responsibilities will include the collection, collation, and tracking of paperwork required for onboarding, maintenance of confidential records, and updating of multiple Compliance information systems as well as special assignments and ad hoc requests, as needed.

**Key Responsibilities**:
***Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers
- Maintaining and tracking documentation
- Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis.
- Monitoring operational processing controls
- Ensuring regulatory requirements are met by the employee.
- Identifying and escalating potential disclosures to stakeholders in timely and accurate manner.

**Preferred Skills & Knowledge**:

- 0-2 yrs of work experience in a Legal, Compliance, Risk or Operations areas within the Financial Services industry
- A working knowledge of the financial markets and products
- Client centric focus - Work as a trusted client partner and advocate, ensuring strong strategic alignment and open communication.
- They should possess strong written and oral communication skills.
- Good at data organization and maintenance - must be detail oriented.
- Able to work both independently and as part of a team.
- Comfortable user of Microsoft Office (particularly Excel)
- Execution skill - Able to deliver results/meet deadlines under pressure.

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input o

  • Employee Compliance

    6 months ago

    Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Title - Employee Compliance - Licensing and Registration Processing (L&R)**: - **Assistant** **Compliance Mission Statement** The Compliance Operations team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations. Our mission is to provide compliance support...

  • Employee Compliance

    6 months ago

    Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Title - Compliance - Personal Account Dealing Processing**-** Assistant** *** **Compliance Mission Statement** The Compliance Operations team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations. Our mission is to provide compliance support across the...

  • Associate, Labor

    6 months ago

    Hyderabad, Telangana, India Webhelp Full time

    **Human Resources** **Location** - Hyderabad, India*** Job Title: Associate, Labor & Employee Relations **Job Description**: Associate, Labor & Employee Relations Location - Bangalore Career Lever - 10 Experience - 1-2 yrs Qualification - Graduate/Post-Graduate ** Responsibilities** - Represent the company before external agencies & Government Authorities...

  • Compliance Officer

    7 months ago

    Hyderabad, Telangana, India Majesty Techsol Full time

    We are hiring for a leading manufacturing company in Hyderabad. the JD is as follows: JOB DESCRIPTION: **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company's compliance with laws and regulations through detailed reports. Create and manage effective action...

  • Employee Conduct Analytics

    3 months ago

    Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Posting Description**: EC Analytics team plays a critical role, engaging with major stakeholders in all of Employee Compliance Advisory, Operations, Digitalization, and Technology. We also interact Senior management and peers. Our work includes developing advance analytical projects, thresholds, and citizen development solutions to...

  • Legal Compliance Officer

    7 months ago

    Hyderabad, Telangana, India Telamon HR Solutions Full time

    Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company's compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit company procedures, practices, and documents...

  • Employee Relations Workplace Investigator

    4 months ago

    Hyderabad, Telangana, India ServiceNow Full time

    **Company Description** It all started in sunny San Diego, California in 2004 when a visionary engineer, Fred Luddy, saw the potential to transform how we work. Fast forward to today — ServiceNow stands as a global market leader, bringing innovative AI-enhanced technology to over 8,100 customers, including 85% of the Fortune 500®. Our intelligent...

  • Employee Success Operations Administrator

    6 months ago

    Hyderabad, Telangana, India Salesforce Full time

    Job Category Employee Success Job Details **About Salesforce** We’re Salesforce, the Customer Company, inspiring the future of business with AI+ Data +CRM. Leading with our core values, we help companies across every industry blaze new trails and connect with customers in a whole new way. And, we empower you to be a Trailblazer, too — driving your...

  • Compliance Assistant

    6 months ago

    Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Compliance Mission Statement** The Compliance Operations team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations. Our mission is to provide compliance support across the firm’s global businesses and functions. We are driving a culture of quality and...

  • Compliance Lead

    3 weeks ago

    Telangana, India Dr. Reddy's Laboratories Full time

    Job SummaryWe are looking for a Leadership candidate (India region) to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, marketing code of conduct, compliance audit, and reporting. The ideal candidate should be an experienced ethics and compliance professional capable of...

  • Compliance Lead

    3 weeks ago

    Telangana, India Dr. Reddy's Laboratories Full time

    Job Summary We are looking for a Leadership candidate (India region) to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, marketing code of conduct, compliance audit, and reporting. The ideal candidate should be an experienced ethics and compliance professional capable of...

  • Compliance Lead

    4 weeks ago

    Telangana, India Dr. Reddy's Laboratories Full time

    Job SummaryWe are looking for a Leadership candidate (India region) to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, marketing code of conduct, compliance audit, and reporting. The ideal candidate should be an experienced ethics and compliance professional capable of...

  • Compliance Lead

    4 weeks ago

    Telangana, India Dr. Reddy's Laboratories Full time

    Job Summary We are looking for a Leadership candidate (India region) to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, marketing code of conduct, compliance audit, and reporting. The ideal candidate should be an experienced ethics and compliance professional capable of...

  • Compliance Lead

    4 weeks ago

    Telangana, India Dr. Reddy's Laboratories Full time

    Job Summary We are looking for a Leadership candidate (India region) to play a pivotal role in promoting a strong culture and robust processes for anti-bribery, anti-corruption, marketing compliance, marketing code of conduct, compliance audit, and reporting. The ideal candidate should be an experienced ethics and compliance professional capable of...

  • Senior manager

    4 weeks ago

    Hyderabad, India HighRadius Full time

    About High Radius: Market leader in Order to Cash automation solutions, High Radius is a Software Product Development Company with over 18 years in the global Fin Tech market. Headquartered at Houston, Tx, USA with offices across the USA, Europe, and India. Providing Order to Cash automation solutions to 30% of the Fortune 1000 Companies, and we are...

  • Senior Manager

    4 weeks ago

    hyderabad, India HighRadius Full time

    About HighRadius:Market leader in Order to Cash automation solutions, HighRadius is a Software Product Development Company with over 18 years in the global FinTech market. Headquartered at Houston, Tx, USA with offices across the USA, Europe, and India. Providing Order to Cash automation solutions to 30% of the Fortune 1000 Companies, and we are currently...

  • Senior manager

    4 weeks ago

    Hyderabad, India HighRadius Full time

    About High Radius:Market leader in Order to Cash automation solutions, High Radius is a Software Product Development Company with over 18 years in the global Fin Tech market. Headquartered at Houston, Tx, USA with offices across the USA, Europe, and India. Providing Order to Cash automation solutions to 30% of the Fortune 1000 Companies, and we are currently...

  • Compliance Executive/ Payroll Executive

    6 months ago

    Hyderabad, Telangana, India dvmgopal & associates, Company Secretaries Full time

    Greetings from DVM Gopal and Associates......! Urgent requirement of Compliance Executive Job description - Work proficiently with payroll software for accurate payroll processing. - Should understand Salary Structure and compute CTC accurately. - Demonstrated expertise in Microsoft excel for payroll data and reporting. - Thorough understanding of payroll...

  • Compliance Officer

    2 months ago

    Gachibowli, Hyderabad, Telangana, India Validus Fintech Services Private Ltd Full time

    **About Validus Fintech**: Validus Fintech is a dynamic and innovative Fintech providing comprehensive Registrar and Transfer Agent (RTA) services. Our core focus is on delivering seamless, technology-driven solutions to mutual funds, ETFs, and alternative investment funds (AIFs). With a strong commitment to regulatory excellence and operational efficiency,...

  • Employee relations manager

    2 days ago

    Hyderabad, India People Konnect Full time

    As an Employee Relations Lead, we will rely on your expertise in applicable employment lawand best practices to interpret and apply policy to provide consultative services to aid inthe resolution of workplace concerns. Your responsibilities include conducting thoroughintakes with care and empathy while keeping the experience and anintersectional lens in...