Compliance Officer

2 months ago


Gachibowli Hyderabad Telangana, India Validus Fintech Services Private Ltd Full time

**About Validus Fintech**:
Validus Fintech is a dynamic and innovative Fintech providing comprehensive Registrar and Transfer Agent (RTA) services. Our core focus is on delivering seamless, technology-driven solutions to mutual funds, ETFs, and alternative investment funds (AIFs). With a strong commitment to regulatory excellence and operational efficiency, we empower our clients to meet their compliance obligations while driving growth. At Validus, we believe in fostering a collaborative and forward-thinking environment, where every team member plays a critical role in our success.

**Job Overview**:
**Key Responsibilities**:

- **Regulatory Compliance (RTA and Financial Services)**:

- Ensure Validus Fintech complies with all applicable regulatory requirements from SEBI, AMFI, and other financial regulatory authorities.
- Maintain up-to-date knowledge of all regulatory changes and ensure they are implemented within the organization.
- Oversee the accurate and timely submission of regulatory filings and reports.
- **Corporate Compliance (Private Limited Company)**:

- Ensure Validus Fintech complies with all corporate regulations applicable to a private limited company, including but not limited to:

- Provident Fund (PF)
- Employee State Insurance (ESIC)
- Professional Tax (PT)
- Labour laws (as applicable)
- Company Law and Registrar of Companies (ROC) filings
- Liaise with relevant government departments for statutory compliance and timely filings.
- **Client Compliance Support**:

- Provide compliance support and advice to clients, including mutual funds, AIFs, and other financial institutions.
- Assist clients in understanding and implementing regulatory requirements that impact RTA services, such as KYC/AML norms, transaction processing, and reporting.
- **Risk Management**:

- Develop and maintain a compliance risk management framework, identifying and mitigating risks that could impact Validus and its clients.
- Conduct regular audits and compliance checks across the organization.
- **Policy Development**:

- Draft and implement internal compliance policies and procedures for Validus Fintech.
- Ensure all departments within Validus, including client-facing teams, are educated on compliance policies and regulatory changes.
- **Regulatory Reporting**:

- Manage the process for SEBI filings, AMFI reporting, and any other regulatory submissions required for Validus Fintech and its clients.
- Handle statutory filings related to PF, ESIC, labour laws, and other corporate compliances.
- **Stakeholder Engagement**:

- Collaborate with regulatory authorities, clients, auditors, and internal departments to resolve compliance issues and ensure adherence to regulations.

**Required Qualifications**:

- Bachelor's or Master’s degree in Law, Finance, or a related field.
- Minimum 2-4 years of experience in regulatory compliance within the financial services industry, particularly in RTAs, mutual funds, or related sectors.
- In-depth knowledge of SEBI, AMFI, and other financial regulatory frameworks.
- Strong understanding of KYC/AML guidelines and other financial compliance processes.
- Experience in managing corporate statutory compliances such as PF, ESIC, and ROC filings.

**Key Skills**:

- Excellent knowledge of the Indian regulatory landscape related to mutual funds, ETFs, AIFs, RTAs, and corporate statutory obligations.
- Strong leadership and decision-making skills with the ability to handle complex regulatory issues.
- Excellent communication and interpersonal skills to manage relationships with regulatory authorities, clients, and internal teams.
- Detail-oriented and able to handle sensitive information with discretion.

**Preferred**:

- Experience working with fintech companies or RTAs.
- Knowledge of FEMA (Foreign Exchange Management Act) and related regulations would be an added advantage.
- Certification in compliance or regulatory affairs.

**Job Types**: Full-time, Permanent

Pay: ₹500,000.00 - ₹700,000.00 per year

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift
- Monday to Friday

**Experience**:

- financial regulatory: 3 years (required)
- Regulatory Compliance-RTA and Financial Services: 2 years (required)
- total work: 2 years (preferred)

Work Location: In person


  • Compliance Officer

    2 months ago


    Hyderabad, Telangana, India IntouchCX Full time

    About IntouchCX IntouchCX is a global leader in customer experience management, digital engagement, and AI and automation solutions. We immerse ourselves in your world with curiosity, creativity, and innovation to deliver exceptional results. For over 20 years, we have scaled with soul to become a disruptive industry leader by building trusted long-term...

  • Compliance Officer

    7 months ago


    Hyderabad, Telangana, India Majesty Techsol Full time

    We are hiring for a leading manufacturing company in Hyderabad. the JD is as follows: JOB DESCRIPTION: **Responsibilities**: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company's compliance with laws and regulations through detailed reports. Create and manage effective action...


  • Hyderabad, Telangana, India Telamon HR Solutions Full time

    Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company's compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discoveries and compliance violations. Regularly audit company procedures, practices, and documents...

  • Front Office Executive

    6 months ago


    Gachibowli, Hyderabad, Telangana, India Aspire Infra Full time

    **Responsibilities**: - Greet and welcome visitors, parents, students, and staff in a friendly and professional manner. - Answer and direct phone calls, take messages, and handle inquiries efficiently. - Manage the front desk and ensure it is tidy and presentable at all times. - Coordinate and schedule appointments, meetings, and events. - Maintain and...


  • Gachibowli, Hyderabad, Telangana, India Vian Properties Full time

    **GREETINGS FROM VIAN PROPERTIES** **POSITION - CHIEF FINANCIAL OFFICER (REAL ESTATE)** **LOCATION - HYDERABAD** **COMPANY OVERVIEW** Vian Properties is a rapidly expanding family-owned Group with interests in the Real Estate, Automobile, Education, and Venture Capital sectors. Committed to professional transformation and growth, we seek a seasoned Chief...


  • Gachibowli, Hyderabad, Telangana, India ARC PROPERTY SOLUTIONS Pvt Ltd.., Full time

    **Job Title**: Chief Security Officer (CSO) **Location**: Hyderabad **Industry**: Healthcare( Hospital) **Experience**: 10-15 Years ( Preferably Ex Serviceman) **Job Summary**: **Key Responsibilities**: - Develop and implement comprehensive security policies and protocols for hospital safety. - Supervise and manage the security team, ensuring...


  • Hyderabad, Telangana, India FineLabs Full time

    FineLabs is a leading organization in the industry, and we're seeking an exceptional Chief Compliance Officer to join our team. This role is based on a competitive salary of $120,000 annually.About the RoleWe're looking for a seasoned professional with expertise in Technology Risk Management, Compliance, and Information Security. The ideal candidate will...

  • Company Secretary

    6 months ago


    Banjara Hills, Hyderabad, Telangana, India Modi Builders Infrastructure Pvt Ltd Full time

    **Department**: Legal & Compliance **Reports to**: Board of Directors/CEO **Job Summary**: The Company Secretary at Modi Builders, a leading construction firm, will ensure the smooth operation of the company's administration by providing expert legal, administrative, and governance support. This role includes ensuring compliance with statutory and...

  • Company Secretary

    4 months ago


    Secunderabad H.O, Hyderabad, Telangana, India Sumax Engineering Private Limited Full time

    **Position Summary: Company Secretary** **Key Responsibilities**:* **- Ensure compliance with all relevant statutory and regulatory requirements.** **- Manage and maintain the company’s statutory books and records.** **- Organize and prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs).** **- Take minutes, draft...

  • Compliance Coordinator

    3 months ago


    Hyderabad, Telangana, India Expeditors Full time

    **Company Description** “We’re not in the shipping business; we’re in the information business” -Peter Rose, Expeditors Founder Global supply chain management is what we do, but at the heart of Expeditors you will find professionalism, leadership, and a friendly environment, all of which foster an innovative, customer service-based approach to...


  • Hyderabad, Telangana, India Expeditors Full time

    **Company Description** “We’re not in the shipping business; we’re in the information business” -Peter Rose, Expeditors Founder Global supply chain management is what we do, but at the heart of Expeditors you will find professionalism, leadership, and a friendly environment, all of which foster an innovative, customer service-based approach to...

  • IT Security

    6 months ago


    Hyderabad, Telangana, India Screatives Software Services Private Limited Full time

    **Position**:Senior IT Security & Compliance Analyst **Experience**: 6+ Years **Location**: Hyderabad (work from office) **Notice period**:15 Days **Job Type**:Permanent - BS degree in Computer Science or Management Information Systems or related field OR equivalent work experience. - 8+ years' experience in an equivalent technology risk and compliance...


  • Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Lead Compliance OfficerIn this role, you will:Provide oversight and monitoring of business group risk-based compliance programsMaintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business linesEstablish, implement and maintain risk standards and...


  • Gachibowli, Hyderabad, Telangana, India Leapstart edutech Full time

    **Role: Student Relationship Officer** **Key Responsibilities**: - **Field Visits**: Conduct regular field visits to secure permissions for demos, and schedule and perform these on a daily/weekly basis. - **Outreach Strategies**: Develop and implement effective outreach strategies to raise program awareness and attract diverse students. - **Relationship...

  • Compliance Officer

    2 months ago


    Hyderabad, India SBCLLP Full time

    Job Description: SEZ Compliance OfficerPosition Overview:The SEZ Compliance Officer will be responsible for managing and ensuring compliance with Special Economic Zone (SEZ) regulations. The role involves overseeing monthly SEZ processes, facilitating the transition between SEZ premises, and coordinating with various departments to ensure seamless operations...


  • Hyderabad, Telangana, India RSM US LLP Full time

    We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You’ll...

  • Office Administrator

    3 months ago


    Hyderabad, Telangana, India iSprout Full time

    **Position**: Office Administrator **Location**: Gachibowli, Hyderabad **Company Overview**: **iSprout Business Center** is a home for inspiring workspaces created to match the needs of ever-growing business enterprises. From a single dedicated space for a freelancer to custom-made corners for established corporate, we provide space for everyone. Come and...


  • Hyderabad, Telangana, India International Flavors & Fragrances Full time

    **International Flavors & Fragrances is a global leader in the food, beverage, health, biosciences, and sensorial experiences industry.**We are seeking a highly motivated and results-driven individual to join our team as an Internal Controls Manager.This role plays a crucial part in ensuring compliance with SOX 404, internal policies, and procedures,...

  • Compliance Coordinator

    2 months ago


    Nanakramguda, Hyderabad, Telangana, India PINscale Technologies Limited Full time

    **About Company** PINscale, founded by alumni of premier institutions, is a Hyderabad-based company specializing in “HyperGrowth-as-a-Service.” With founders Shesha Sai and Praneetha Moturi at the helm, PINscale leverages innovative strategies to drive rapid business growth. Their unique approach includes partnerships with prestigious clients like iB...

  • Field Officer

    6 months ago


    Hyderabad, Telangana, India Vision Prime Services Pvt Ltd Full time

    **Position Title**: Field Officer **Location**: Hyderabad, India **Position Overview**: The Field Officer will be responsible for field operations within Hyderabad and surrounding areas. This role requires extensive knowledge of Hyderabad locations, excellent navigational skills, and the ability to travel using a two-wheeler vehicle. The Field Officer will...