![Consult Hagnos](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
2 weeks ago
Years of Experience: 6-8 years
Qualification-: Qualified CS / LLB
Work location: Lower Parel
CTC - Best in Industry
Job Description - Compliance Officer
1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee
regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations,
Companies Act, 2013, Reit/ Invit regulations, Insolvency and Bankruptcy Code, 2016 and
IFSCA (Gift city compliances) applicable SEBI circulars regulations.
2. Addressing regulatory, Issuer companies, Investors, Arrangers, Valuers, Advocates,
Chartered Accountants, cross functional teams queries/ clarification.
3. Representing before SEBI, Trustee Association of India and various regulator as and when
necessary
4. Supervision on timely submission to SEBI/ Stock Exchange related compliances (BSE/NSE
listing and periodic returns).
5. Reviewing various reports and identifying breaches/ violations of regulatory and statutory
provisions.
6. Independently or in consultation reviewing compliance issues in a transaction and opining
on the same to operations team and clients.
7. Independently opining operations team with regards to actionable in case of any
contractual or regulatory breach by Issuer.
8. Identifying of default and opining on actionable within timelines to operations team.
**Job Types**: Full-time, Permanent
**Salary**: ₹271,572.06 - ₹1,362,819.94 per year
**Benefits**:
- Health insurance
Schedule:
- Day shift
Supplemental pay types:
- Performance bonus
Ability to commute/relocate:
- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)
**Experience**:
- total work: 8 years (preferred)
-
Compliance Officer
6 days ago
Mumbai, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
-
Compliance Officer
6 days ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
-
Compliance Officer
2 weeks ago
Mumbai, India Majestic Basmati Rice Pvt. Ltd. Full time**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...
-
Compliance Officer
2 months ago
Mumbai, India Guidepoint Full time**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
-
Compliance Officer
7 days ago
mumbai, India jai kisan Full timeWe are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India jai kisan Full timeWe are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...
-
Compliance Officer
1 month ago
Mumbai, India New India Cooperative Bank Limited Full timeJob Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India Florican Enterprises Full timeHome ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...
-
Compliance Officer
2 months ago
Mumbai, India SMEST Capital Private Limited Full time**JOB DESCRIPTION** **TITLE**: Compliance Officer **LOCATION**: Mumbai 400052 **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBLITIES**: - Responsible for company affairs. - Represent...
-
Compliance Officer
1 week ago
Mumbai, India Skillventory Full time**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...
-
Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India HR tailor Full timeGreetings from Team Management Services (TMS), an end-to-end HR consulting services firm! We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India. Company Profile: Our client provides a state of the art, payment gateway solution - an essential component of...
-
Compliance Officer
2 months ago
Mumbai, India corporate Manpower Services India Full time**Location : Dubai** **Position : Compliance Officer** **JOB DESCRIPTION - COMPLIANCE OFFICER** **KEY RESPONSIBILITIES** - Develop, or oversee the development of the institution’s ML/FT/PF risk assessment. - Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. - Ensure day-to-day compliance of the business against...
-
Compliance Officer
2 weeks ago
Mumbai, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...
-
Compliance Officer
2 weeks ago
mumbai, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
-
Compliance Officer
2 weeks ago
Mumbai, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
-
Compliance Officer
2 weeks ago
Mumbai, India GLOBAL SOLUTIONS Full time**POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...
-
Compliance Officer
2 weeks ago
Mumbai, India Anzen Technologies Pvt Ltd Full timeOpening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...