India Bx Business Oversight Compliance

7 days ago

Pune, India Barclays Full time

**Job Title**: India BX Business Oversight Compliance
**Location**: Pune

**About Barclays**
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

**Risk and Control Objective**
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

**Working Flexibly**

We’re committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees, globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers’ and clients’ needs. Whether you have family commitments or you’re a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life.
If you would like some flexibility then please discuss this with the hiring manager.

**Hybrid Working**

**BUK & BX - All locations**

Please discuss the detail of the working pattern options for the role with the hiring manager.

**Introduction**:
**What will you be doing?**

Enhance the framework for Compliance in Barclays Global Service Company (BGSC), inter alia, including the following:
1. To work in close and continuing partnership with send-centre Compliance teams to embed, track, monitor and advise on applicable regulatory frameworks, policies and guidelines that govern processes outsourced by Barclays to Business Units in BGSC;
2. To provide Compliance advisory input to Functions and Business units in BGSC, e.g., Human Resources, Finance, Risk, CRES, Procurement, Sourcing, Operations, Technology and various other teams within BGSC on an ongoing basis;
3. To guide Business Units and Functions in the development and implementation of local compliance procedures, wherever required;
4. To be the India-based Compliance advisory unit on Conduct/Culture; and to conduct training on Policies and Standards pertaining to Conduct Risk;
5. To provide Compliance inputs for various Governance Forums and Control Forums for BGSC;
6. To undertake Internal Risk and Control Self Assessments (RCSA) and Verification Checks (VC) as applicable;
7. Maintain regular communication/liaison with relevant senior management, business and others to ensure that they are aware of the business and regulatory risks, including advising them of significant policy matters, breaches, if any identified, accordingly to log issues and also issue breach notification or Policy reminders;
8. To work with APAC control room and other Compliance colleagues with regards to adhoc inquires and queries;

**What we’re looking for**:
**Skills that will help you in the role**:
1. Graduate Degree, with relevant experience of min 8-10 years gained in the Bank and/or a similar financial institution in compliance function preferably at Global Off-shoring Centres/Regulatory Compliance role.
2. Proven ability to manage senior stakeholder relationships and negotiate to establish solutions to a wide range of issues.
3. Experience of designing, communicating and implementing compliance policies
4. Comprehensive understanding of compliance frameworks and processes
5. Ability to communicate compliance concepts clearly, in a business context
7. Has excellent business judgement and a willingness to exercise it;
8. Has a professional demeanour and possesses considerable presence, impact and gravitas and will command respect within the organisation;
9. Is proactive, energetic and resilient individual with a can-do approach;
10. Is capable of inspiring and influencing colleagues both upwards and downwards and internally and externally;
11. Is a self-starting and results-focused individual;
12. Has a pragmatic approach to problem-solving, a flexible, consultative working style and possesses the ability to drive change;
13. Able to work constructively across a diverse range of stakeholders;
14. Demonstrates and promotes the Barclays values in all their endeavours.

Professional qualifications such as Chartered Accountant/Company Secretary/Law would be added advantage.

**Where will you be working?**
Pune

**Be More at Barclays**
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

**Purpose, Values and Mindset**

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and s

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