Compliance Assurance

4 weeks ago

Pune Maharashtra, India Barclays Full time

Job Title : Compliance Assurance - Prof Practices
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:
As a Barclays Compliance Assurance Professional Practices AVP you will be supporting Compliance in achieving its mission, purpose and objectives by providing an assurance capability to meet the demands of a world class Compliance function. The Compliance Assurance Professional Practices team will lead on the development and maintenance of an operational framework to support Compliance Assurance colleagues in undertaking effective assurance reviews, against agreed SLAs, to assess and report on Conduct and/or Reputational Risk Management, behaviours and attitudes.

What will you be doing?
- Annual refresh and ongoing maintenance of Compliance Assurance Methodologies for the execution of reviews (throughout planning, testing, and reporting) and the monitoring and validation of issues.
- Development of a Compliance Assurance wide training plan, and accreditation curriculum, for existing colleagues and new joiners.
- Delivery of technical training on a cyclical and ad-hoc basis.
- Enhancement and maintenance of the Compliance Assurance SharePoint.
- Taking a proactive approach to identify and agree knowledge gaps, blockers, and challenges across Compliance Assurance.
- Being proactive in managing your workload to meet planned timescales, resolving or escalating issues and blockers that materially impact progress.
- Day to day oversight of the workload of team members based in India, and ongoing engagement with the wider Professional Practices team.
- Designing, supporting and delivering solutions to potential enhancements identified by Review Leads, Reviewers, the Compliance Assurance Management team globally, and key external stakeholders (e.g., Business Oversight Compliance, Regulators).
- Provide support to the Assurance Global Services leadership team on ad-hoc activities at the discretion of Compliance Assurance senior management.

What we’re looking for:
The role holder will demonstrate cultural leadership skills, through recognising and valuing differences, through collaboration across diverse networks and enhance the Compliance Culture within the organisation in a manner consistent with the Barclays’ company purpose, values and mind-set.

Skills that will help you in the role:

- Working knowledge or prior in role experience of training, development or continuous improvement.
- Strong investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes and trends.
- Strong analytical skills with the ability to deliver high quality work in a timely and structured manner.
- Experience with the production of slide decks, training materials, and communications through PowerPoint, SharePoint, or equivalent.
- Experience of controls testing in either an Assurance, Advisory, Audit, Financial Services or Legal capacity.
- Familiarity with conduct laws and regulations and other pertinent regulatory guidance in order to assess Risks within Barclays Bank.
- Minimum education qualification-Graduate
- Experience knowledge sharing and collaborating across a global team to encourage best practise.
- Own and drive personal learning and development to support achievement of career aspirations.

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by o

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