Compliance Assurance Execution

5 months ago

Pune Maharashtra, India Barclays Full time

Job Title : Compliance Assurance Execution - Amer
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:
The Compliance Assurance AVP will be responsible for undertaking assurance reviews, and where required ICVs, to assess and report on Compliance and/or Reputational Risk, behaviours and attitudes. The outputs of the Compliance Assurance Team will help ensure that Compliance and/or Reputational risk is being appropriately managed across all of the Barclays legal entities and identify where additional action may be required.
The role holder will be required to work across a variety of risk and business coverage areas being led by and working with CA colleagues in any of our global locations.

What will you be doing?
- Take a proactive approach to identifying and agreeing review coverage and develop the scope of individual reviews.
- Ensuring adherence to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting) and monitoring/validation.
- Keeping up to date on business developments, regulatory change, internal policies and Compliance objectives to ensure Compliance Assurance work remains relevant and timely.
- Aiding continual review and development of the annual review plan through assessing the conduct, reputational and regulatory risks of existing business activities.
- Building, developing and maintaining respected relationships between Compliance Assurance and Business Oversight Compliance and Key Stakeholders.

What we’re looking for:

- Investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes and trends.
- Strong analytical skills/mind with ability to deliver high quality work in a timely and structured manner.
- Working knowledge or prior experience of working with an Automated Assurance/Data Analytics team to increase the use of data driven testing and data analytics within reviews.
- A proactive approach to problem solving with a desire to be inquisitive in their analysis.
- Ability to work independently and in a team and/or fast paced environment.
- Attention to detail, ability to work in a precise and structured manner.
- Ability to conduct independent and thorough data analysis.
- Self-motivated and able to take on responsibility for completion of tasks.
- Eagerness to learn and develop new skills.

Skills that will help you in the role:

- Understanding of the regional regulatory environment and the key Laws, Rules and Regulation impacting the region.
- Own and drive personal learning and development to support achievement of career aspirations.
- Audit qualification preferable.
- Bachelor’s degree preferable.

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.
Drive
Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Ta

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