Bx Business Oversight Compliance Avp

3 weeks ago

Pune Maharashtra, India Barclays Full time

Job Title : BX Business Oversight Compliance| AVP
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:
What will you be doing?

Enhance the framework for Compliance, inter alia, including the following:
1. To provide Compliance advisory input to Functions and Business units in BX India on an ongoing basis;
2. Support the triage process for Compliance activity relating to BX Oversight which will include non SME direct oversight support.
3. To guide Business Units and Functions in the development and implementation of local compliance procedures, wherever required;
4. To be the India-based Compliance advisory unit on Conduct/Culture; and to conduct training on Policies and Standards pertaining to Conduct Risk;
5. To provide Compliance inputs for various Governance Forums and Control Forums for BX India;
6. Maintain regular communication/liaison with relevant senior management, business and others to ensure that they are aware of the business and regulatory risks, including advising them of significant policy matters, breaches, if any identified, accordingly to log issues and also issue breach notification or Policy reminders;
7. To work with other Compliance colleagues with regards to adhoc inquires and queries;
What we’re looking for:
Skills that will help you in the role:

- Graduate Degree, with relevant experience of min 7-12 years gained in the Bank and/or a similar financial institution in compliance function preferably at Global Off-shoring Centres/Regulatory Compliance role.
- Proven ability to manage senior stakeholder relationships and negotiate to establish solutions to a wide range of issues.
- Experience of designing, communicating and implementing compliance policies
- Comprehensive understanding of compliance frameworks and processes
- Ability to communicate compliance concepts clearly, in a business context
- Has excellent business judgement and a willingness to exercise it;
- Has a professional demeanour and possesses considerable presence, impact and gravitas and will command respect within the organisation;
- Is proactive, energetic and resilient individual with a can-do approach;
- Is capable of inspiring and influencing colleagues both upwards and downwards and internally and externally;
- Is a self-starting and results-focused individual;
- Has a pragmatic approach to problem-solving, a flexible, consultative working style and possesses the ability to drive change;
- Able to work constructively across a diverse range of stakeholders;
- Demonstrates and promotes the Barclays values in all their endeavours.

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.
Drive
Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.

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