Institutional Investment Operations Associate

1 week ago

Bengaluru Karnataka, India Wells Fargo Full time

**About this role**:
Wells Fargo is seeking an Institutional Investment Operations Associate. This role supports the oversight and control of Non-Financial Regulatory Reporting (NFRR) by importing, maintaining, analyzing, and reporting data for assigned areas of Non-Financial Regulatory Reporting (NFRR) using multiple databases and business intelligence tools. For assigned areas of NFRR, this analyst will prepare and distribute daily monitoring reports, research problems and requirements, track resolutions, maintain Confluence sites describing the program, and use JIRA to track and report program activities and results.

**In this role, you will**:

- Reviewing transaction reporting submission to US regulators (CFTC/SEC), investigate breaks and resubmit upon rejections
- Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.
- Working with Middle Office teams to understand and correct errors and late reporting.
- Identifying opportunities to improve productivity in the data management and reporting processes.
- Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.
- Testing of technology changes affecting systems instrumental in assigned areas of NFRR.
- Reviewing and understanding of relevant regulatory technical standards, rules, and regulations.
- Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.
- Conducting analysis as part of an intake process for new NFRR that come into scope for the team.
- Presenting and maintaining program information and reporting in Confluence and Jira.
- Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.
- Assignment, scheduling, tracking, and reporting of the program control activities and projects.
- Working with others to build and test new reporting and controls

**Required Qualifications**:

- 6+ years of Institutional Investment Operations experience
- University degree including coursework in financial markets
- Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
- Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs.
- Experience of working with nTier and Xceptor tools
- Motivated learner and researcher with solid writing and presentation skills

**Desired Qualifications**:

- Education or experience with US securities and commodities regulations and compliance.
- Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
- Administrator, or advanced user, experience with Atlassian Confluence and Jira

**Posting End Date**:
28 Jun 2024

**Job posting may come down early due to volume of applicants.**

**We Value Diversity**

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

**Applicants with Disabilities**

**Drug and Alcohol Policy**

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Institutional Investment Operations Associate

    1 week ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate. **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate... **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    5 days ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Institutional Investment Operations Associate **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities...

  • Institutional Investment Operations Associate

    4 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Institutional Investment Operations Associate. **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    3 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate. **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    3 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About this role: Wells Fargo is seeking a Institutional Investment Operations Associate. In this role, you will: - Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities...

  • Institutional Investment Operations Associate

    4 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate. **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate... **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations Associate

    1 week ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About the Role** Wells Fargo is seeking a Institutional Investment Operations Associate. Performs a variety of operational tasks from simple or routine tasks in Foreign exchanges or cash related transactions and Process relating to FX Settlements Process. You will interact closely with external clients, US stakeholders and US team members on daily...

  • Institutional Investment Operations Associate

    1 week ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Institutional Investment Operations Associate. The Transaction Reporting Team resides within the Middle Office. Regional trading volume growth, expansion into new markets and the increasing rigor of regional regulations has led to the expansion opportunities for the team. The transaction reporting function are...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About this role:Wells Fargo is seeking an Institutional Investment Operations Associate...In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...

  • Institutional Investment Operations Associate

    1 week ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About Wells Fargo - Wells Fargo & Company (NYSE: WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 30 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients. We...

  • Institutional Investment Operations Associate

    3 weeks ago

    Bengaluru, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Associate... **In this role, you will**: - Provide operational and customer support for lifecycle tasks for institutional trades - Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations,...

  • Institutional Investment Operations associate

    2 weeks ago

    Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    About this role: Wells Fargo is seeking an Institutional Investment Operations AssociateIn this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About this role:Wells Fargo is seeking a Institutional Investment Operations Associate.In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...

  • Institutional Investment Operations Representative

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking an Institutional Investment Operations Representative... **In this role, you will**: - Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systems - Collaborate and consult with peers, colleagues, and managers to resolve...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About the RoleWells Fargo is seeking a Institutional Investment Operations Associate. Performs a variety of operational tasks from simple or routine tasks in Foreign exchanges or cash related transactions and Process relating to FX Settlements Process. You will interact closely with external clients, US stakeholders and US team members on daily basisIn this...

  • Institutional Investment Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Wells Fargo Full time

    About this role:Wells Fargo is seeking an Institutional Investment Operations Associate.In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement...