Associate, Fcc Controls

4 weeks ago

Mumbai, India Standard Chartered Full time

**Job***: Compliance

**Primary Location***: Asia-India-Mumbai

**Schedule***: Full-time

**Employee Status***: Permanent

**Posting Date***: 13/Jan/2023, 5:30:01 AM

**Unposting Date***: Ongoing

**About Standard Chartered**

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.

**The Role Responsibilities**

**Risk Management**
- Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.
- Ensure timely review of the AML cases assigned and recommendation to Team Leader/Principal Officer on observation of any suspicious activity for STR reporting
- Ensure to prepare STR with compete and accurate information clearly mentioning the Ground of Suspicion and other STR report section as per the format prescribed by FIU-India
- Assess risks arising from products / segments / geographies / customers / transactions during the AML case investigation or otherwise.
- Conduct a root cause analysis on the control/other failures to ensure lessons are learned across the bank.
- Ensure the suitability and quality of case investigation data maintained on enterprise case management systems.
- Understand technical aspects of systems relevant to CDD, Name and Transaction Screening, AML Monitoring and Case Management.
- Establish and maintain watch lists used for customer and transaction screening and various other due diligence and investigative purposes (local/regional internal and external).

**Governance**
- Propose control improvements, enhancements and simplifications where appropriate.
- Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).
- Prepare and cascade lessons learned from audit findings, FCC assurance activities and specific investigations.
- Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees.
- Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk / vulnerability and thus drive remediation action within the FCC function.

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead to achieve the outcomes set out in the Bank’s Conduct Principles
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- _Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association_

**Key Stakeholders**
- FCC teams - Group, Region and Country
- Compliance Team
- Frontline and Operations teams

**Other Responsibilities**
- Embed Here for good and Group’s brand and values in India
- Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
- **AML certifications will be added advantage**:

- **Relevant experience in AML field for at least 2 years**

To view information on our benefits including our flexible working please visit our career pages. We welcome conversations on flexible working.

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