Spl'st, Fcc Investigations

2 weeks ago

Mumbai Maharashtra, India Standard Chartered Full time

**Job***: Governance, Risk Management & Compliance

**Primary Location***: Asia-India-Mumbai

**Schedule***: Full-time

**Employee Status***: Permanent

**Posting Date***: 22/Jan/2024, 10:52:57 PM

**Unposting Date***: Ongoing

**RESPONSIBILITIES**

**Strategy**
- Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the respective team for necessary FCC controls.

**Business**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead the Surveillance Excellence to achieve the outcomes set out in the Bank’s Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.

**Processes**
- Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.
- Ensure timely review of the AML cases assigned and recommendation to Team Leader/Principal Officer on observation of any suspicious activity for STR reporting
- Ensure to prepare STR with compete and accurate information clearly mentioning the Ground of Suspicion and other STR report section as per the format prescribed by FIU-India
- Assess risks arising from products / segments / geographies / customers / transactions during the AML case investigation or otherwise.
- Conduct a root cause analysis on the control/other failures to ensure lessons are learned across the bank.
- Ensure the suitability and quality of case investigation data maintained on enterprise case management systems.
- Understand technical aspects of systems relevant to CDD, Name and Transaction Screening, AML Monitoring and Case Management.

**People & Talent**
- Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
- Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm

**Risk Management**
- Inform senior management of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased.

**Governance**
- Propose control improvements, enhancements and simplifications where appropriate.
- Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).
- Prepare and cascade lessons learned from audit findings, FCC assurance activities and specific investigations.
- Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees.
- Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk / vulnerability and thus drive remediation action within the FCC function.

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead to achieve the outcomes set out in the Bank’s Conduct Principles
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

**Key Stakeholders**
- FCC teams - Group, Region and Country
- Compliance Team
- Frontline and Operations teams

**Other Responsibilities**
- Embed Here for good and Group’s brand and values in FCC Controls,
- Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
- AML certifications will be added advantage
- Relevant experience in AML field for at least 2 years

**Role Specific Technical Competencies**
- AML Knowledge
- Communication Skills
- Surveillance (including Screening and Monitoring)
- Investigations

**About Standard Chartered**

We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents. And we can't wait to see the talents you can bring us.
Our purpose, to drive commerce

  • Spl'st, Fcc Investigations

    4 weeks ago

    Mumbai, India Standard Chartered Full time

    **Job***: Governance, Risk Management & Compliance **Primary Location***: Asia-India-Mumbai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 26/Jun/2023, 2:45:58 AM **Unposting Date***: Ongoing **The Role Responsibilities** **Strategy** - Ensure that there is adequate support (people, processes, tools, frameworks, systems)...

  • Associate, Fcc Controls

    4 weeks ago

    Mumbai, India Standard Chartered Full time

    **Job***: Compliance **Primary Location***: Asia-India-Mumbai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 13/Jan/2023, 5:33:44 AM **Unposting Date***: Ongoing **About Standard Chartered** We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us,...

  • Associate, Fcc Controls

    4 weeks ago

    Mumbai, India Standard Chartered Full time

    **Job***: Compliance **Primary Location***: Asia-India-Mumbai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 13/Jan/2023, 5:30:01 AM **Unposting Date***: Ongoing **About Standard Chartered** We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us,...

  • AVP/VP - FCC - Governance

    6 days ago

    Mumbai, Maharashtra, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • AVP/VP - FCC - Governance

    2 months ago

    Mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • AVP/VP - FCC - Governance

    2 months ago

    mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • AVP/VP - FCC - Governance

    3 weeks ago

    Mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Fcc Sme India

    2 weeks ago

    Mumbai, India CRISIL Full time

    **Job title** **Financial Crime Compliance - Associate Director / Sector Lead** **Location** Mumbai/Pune **Year of Exp** 12+ years **Expertise & Experience** Deep domain expertise and track record in Financial Crime Compliance (FCC) mainly into Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer,...

  • Trainee - Compliance, Sg Bank India (Mumbai)

    2 weeks ago

    Mumbai, Maharashtra, India Société Générale Full time

    **Responsibilities**: **Job Summary**: - Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks - Assisting in Handling all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti-Money Laundering (AML) and Combating The Financing of Terrorism (CFT) matters - Assisting in...

  • Trainee - Compliance, SG Bank India (Mumbai)TraineeMumbai, India

    1 month ago

    Mumbai, India Société Générale Assurances Full time

    Trainee - Compliance, SG Bank India (Mumbai) Trainee|Mumbai|Others Trainee - Compliance, SG Bank India (Mumbai) Mumbai, India Trainee Others Responsibilities Job Summary: • Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks • Assisting in Handling all matters...

  • Trainee - Compliance, SG Bank India (Mumbai)TraineeMumbai, India

    1 month ago

    mumbai, India Société Générale Assurances Full time

    Trainee - Compliance, SG Bank India (Mumbai) Trainee|Mumbai|Others Trainee - Compliance, SG Bank India (Mumbai) Mumbai, India Trainee Others Responsibilities Job Summary: • Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks• Assisting in Handling all...

  • Trainee - Compliance, SG Bank India (Mumbai)TraineeMumbai, India

    6 days ago

    Mumbai, Maharashtra, India Société Générale Assurances Full time

    Trainee - Compliance, SG Bank India (Mumbai) Trainee|Mumbai|Others Trainee - Compliance, SG Bank India (Mumbai) Mumbai, India Trainee Others Responsibilities Job Summary: • Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks• Assisting in Handling all matters relating to...

  • Assistant Vice President

    5 days ago

    Mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Financial Crime Compliance Officer

    2 weeks ago

    Mumbai, India Credit Suisse Full time

    **Your field of responsibility** Financial Crime Compliance (FCC) is a compliance and risk management function responsible for the ongoing monitoring and oversight of the FCC program in India. It includes the provision of advisory support to business areas and ensuring adherence to regulatory requirements, policies and standards. The FCC function, as a...

  • Loss Prevention Officer

    4 weeks ago

    Mumbai, Maharashtra, India Marriott International, Inc Full time

    **Job Number** 24056800 **Job Category** Loss Prevention & Security **Location** The St. Regis Mumbai, 462 Senapati Bapat Marg, Mumbai, Maharashtra, India VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Non-Management *** Patrol all areas of the property; secure rooms; assist guests with room access....

  • Assistant Executive Housekeeper

    3 weeks ago

    Mumbai, Maharashtra, India Marriott International, Inc Full time

    **Job Number** 24100283 **Job Category** Housekeeping & Laundry **Location** The St. Regis Mumbai, 462, Senapati Bapat Marg, Mumbai, Maharashtra, India VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Management **JOB SUMMARY** Responsible for the daily shift operations of Housekeeping, Recreation/Health...

  • Security Executive

    2 weeks ago

    Mumbai, Maharashtra, India Marriott International, Inc Full time

    **Job Number** 24047404 **Job Category** Loss Prevention & Security **Location** The St. Regis Mumbai, 462 Senapati Bapat Marg, Mumbai, Maharashtra, India VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Non-Management *** Patrol all areas of the property; secure rooms; assist guests with room access....

  • Analyst - Transaction Monitoring

    2 months ago

    mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Analyst - Transaction Monitoring

    2 months ago

    Mumbai, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Analyst - Transaction Monitoring

    6 days ago

    Mumbai, Maharashtra, India MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...