Trainee - Compliance, SG Bank India (Mumbai)TraineeMumbai, India

1 week ago

Mumbai, Maharashtra, India Société Générale Assurances Full time

Trainee - Compliance, SG Bank India (Mumbai)

Trainee|Mumbai|Others

Trainee - Compliance, SG Bank India (Mumbai)

Mumbai, India Trainee Others

Responsibilities

Job Summary:


• Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks

• Assisting in Handling all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti-Money Laundering (AML) and Combating The Financing of Terrorism (CFT) matters

• Assisting in Managing/coordinating contentious issues and regulatory matters.

• Assisting in Reporting and escalating matters as appropriate

• Be a part of the matters relating to General Compliance and Financial Crime Compliance (FCC) Team for KYC, AML, Embargo Screenings.

• Contribute as an adviser for new products, projects and initiatives undertaken by the Bank in India

Main Responsibilities :


• Keep abreast of any change and trends in the domestic banking laws & regulations and, other regulatory guidelines and communicating them to the required stakeholders, assisting in making changes in the internal policies as may be required.

• Co-ordinating with Reserve Bank of India for the Risk Based Supervision exercise and coordinating responses for any finding / queries thereto.

• Adopting and implementing the compliance policies and procedures stipulated by the Head Office and local regulatory authorities.

• To ensure that compliance deficiencies / customer complaints / regulatory enquiries are judiciously investigated, reviewed and rectified within prescribed time frames.

• To carry out periodic Compliance Risk Assessment(s) and prepare and conduct the annual Compliance Plan and Program

• To assist in due implementation of the program for Anti- Bribery & Corruption, Personal Account Dealing, Outside Business Interest, Gifts & Events which include monitoring, investigation and reporting.

• To undertake voice surveillance of dealing room which include monitoring, investigation and reporting.

• Assisting in Contributing to Adoption and implementing the FCC policies and procedures stipulated by the Head Office and local regulatory authorities.

• Assisting To ensure that compliance deficiencies / customer complaints / regulatory enquiries are judiciously investigated, reviewed and rectified within prescribed time frames.

• To assist in carrying out periodic Compliance Risk Assessment(s) and prepare and conduct the annual Compliance Plan and Program

• To assist AMLO in due implementation of the program for anti-money laundering including monitoring, investigation and reporting suspicious transactions.

• Assisting in reviewing the KYC files and perform Enhanced Due Diligence wherever required.

• Assisting in reviewing files from an embargoes and sanctions perspective and seek approval wherever required.

• Assisting in reviewing and resolving the alerts generated by the transaction monitoring system.

• Assisting in training and awareness workshops for staff on compliance and AML-CFT/ KYC/S&E matters.

• Assisting in matters related to General Compliance

• Any other jobs assigned by the HOD.

Profile required

Academic Background : Graduate / and pursuing Professional Qualifications viz. CS, MBA with good knowledge and ready to learn attitude

Skills & Competencies required:

Excellent Communication Skills;
Email writing skills
Having strong conviction and positive attitude

Language Skills: Good command of English is mandatory (written and spoken)

Computer Skill:

Basic Office Automation (MS Office) operating in Windows Working Environment.
- Adept user of web enabled databases and search engines

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