Compliance Officer

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Compliance Officer to carry out daily submissions to the National Stock Exchange of India Ltd. (NSEIL) by our Company, Fincap Portfolio Limited (FPL). FPL is a Trading Member of the NSEIL. **Job Types**: Full-time, Regular / Permanent **Salary**: ₹25,000.00 - ₹35,000.00 per month **Benefits**: - Leave encashment - Paid sick time - Paid time...

**Compliance Officer** Starting Date: ASAP Contract type: Fixed term (1 year renewable) Number of positions: 4 Location: Delhi, India with some travel within the country Salary range: Starting INR 1,348,900 (Annual) Application closing date: 30 June 2023 **About this role** At Better Cotton we are continuing to increase the amount of monitoring and...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

**JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...

Compliance Officer - India - Full-time **Company Description**: Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:- Initial and maintenance compliance- Chasing documents, verifying, and uploading- Signing off file as per client guidelineKey Skills:- Experience with Compliance for 12 to 18 Months- UK compliance healthcare background, Knowledge of NHS framework compliance.- Should be...

Profile : Compliance / KYC/ AML **Job Description**: Ø Handling Internal Audits across. Ø FX and INR cash Audits and Documents checking and verifications. Ø Conduct Due Diligence, know your customer and client onboarding before entering the new client.( corporate and retail clients). Ø Handling CTR Transactions ( Currency Transactions reports) and...

**Designation - **Company Secretary **cum Compliance Officer** **Location**: Delhi **Industry**: Cloud Computing/IT **Job Function**: Compliance & Secretarial **Key Responsibilities**: - Assistance in Compliance with all applicable corporate laws including but not limited to the Companies Act, 2013, SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations,...

Company Description Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see renewable energy as part of the solution - we...

Develop and implement an effective legal compliance program - Create sound internal controls and monitor adherence to them - Draft and revise company policies - Proactively audit processes, practices and documents to identify weaknesses - Evaluate business activities (e.g. investments) to assess compliance risk - Collaborate with external auditors and HR...

Experience : 10+ yearsQualification : Graduate / PG in LawJob location : Parel, MumbaiWhat you will work on:● Assist the Board to implement the compliance policy● Identify the compliance risk● Monitor & test compliance of regulatory/supervisor direction given by performing compliance testing● Compliance with other regulatory too● Constitution of...

Who we are:FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex- Founders, investment...

**Roles & Responsibilities**: - Ensure all sales SOPs are aligned. - Train staff members on SOPs and manage Training Logs - Drafting and implementing Sales policies and procedures. - Review and input into the development of relevant policies and procedures. - Assessing the business's future ventures to identify possible compliance risks. - Managing...

From 5 to 9 year(s) of experience ₹ Not Disclosed by Recruiter - New Delhi **Roles and Responsibilities** **About NHA**: **National Health Authority (NHA)**is the apex body responsible for implementing India’s flagship public health insurance/assurance scheme called “Ayushman Bharat Pradhan Mantri Jan Arogya Yojana” & has been entrusted with the...

**Requirements**: - Bachelor’s degree in law or a Company Secretary who is well-versed in Labour law. - 3 - 5 years’ proven experience in a compliance officer role. - Good knowledge of legal requirements and procedures. - Excellent command over oral and written communication. - Highly analytical with strong attention to detail. - Good in communication...

**Job description** **Company Secretary** Roles and responsibilities l Assist in ensuring compliance with statutory and regulatory requirements, including Companies Act, corporate governance codes, and other relevant laws. l Coordinate and support board and committee meetings, including preparing agendas, collating meeting papers, and drafting minutes....

Responsibilities: - Ensure working on GST and Income tax compliance - Prepapre final balancesheet - Do tax audit - Provide tax planning advice and optimize tax opportunities. - Review internal controls and maintain compliance with financial standards. - Advise management on financial matters and support decision-making. - Build positive relationships with...