Compliance Officer

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Brickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliances Role Summary As a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

PNR Securities Limited is a renowned stock broking house of the country, having memberships of BSE, NSE, and a registered Depository Participant with NSDL. We are seeking a Compliance Officer for our company. The ideal and regulatory requirements as stipulated by SEBI, Stock Exchanges and NSDL. Submission and Verification of data of Monthly/...

**Requisition ID: 266662** - ** Relocation Authorized: None**: - ** Telework Type: Part-Time Telework**: - ** Work Location: New Delhi** **Role Overview** - “Business organization E&C officers may appoint Compliance Contacts to assist with the implementation of the ethics and compliance program within their organizations and under their...

Role : Compliance Officer Industry : Fintech / NBFC Budget : upto 35 LPA Location : Mumbai (Hybrid) ResponsibilitiesMaintain oversight of all regulatory developments in the NBFC/Banking/Payments related businesses to proactively manage the potential regulatory riskTranslate applicable requirements to Branch’s context and educate internal...

**Job Opening for Punjab & Sind Bank for CCO Role** - **Designation**:Chief Compliance Officer (CCO) - **Job Location**:New Delhi - **Salary**:Negotiable - **Age**:Not more than 55 years as on 31.03.2024 - **Educational Qualification & Post Qualification Experience (as on 31.07.2023)** - **Duties and responsibilities: - ** The Chief Compliance Officer have...

Job Title: Legal and Compliance OfficerCompany: EazyDiner Private LimitedLocation: GurugramPosition Type: Full-timeJob DescriptionEazyDiner Private Limited, a leading player in the dining and restaurant industry, is seeking a highly skilled and motivated Legal and Compliance Officer to join our team in Gurugram. The ideal candidate will have strong expertise...

**Grade**: P3 **Contractual Arrangement**: Fixed-term appointment **Contract Duration (Years, Months, Days)**: 2 **Job Posting**: Mar 3, 2024, 10:58:09 PM **Closing Date**: Mar 18, 2024, 5:59:00 PM **Primary Location**: India-New Delhi **Organization**: SE/DAF Director - Administration & Finance **Schedule**: Full-time **OBJECTIVES OF THE...

Company DescriptionNine Star Broking Private Limited is a well-diversified financial broking house located in Jodhpur, India. With over a decade of experience, we offer a comprehensive range of investment avenues, including equity, derivatives, commodities, currencies, mutual funds, and wealth management. Our focus is on providing long-term value to our...

**Responsabilities**: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. *Assisting to internal auditors for conducting...

1. Compliance: Ensure compliance with all relevant statutory and regulatory requirements, including but not limited to company law, corporate governance codes, and industry-specific regulations. 2. Board Support: Organize and prepare board meetings, including drafting agendas, collating and distributing board packs, and taking minutes. Provide support to...

**JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

**Positions**: Compliance Officer Garment Export **Experience**: - 3-8 year **Salary**:negotiable **Location**:Delhi **Industry**: Fashion/ Textile/ apparel **Must have SA8000&ISO 9001 Lead Auditor **Positions**: Compliance Officer - Garment Export **Experience**: - 3-8 year **Salary**:negotiable **Location**:Delhi **Industry**: Fashion/ Textile/...

**Assisting Senior Management**: - Ensuring that the board of directors receives the right guidance and tools to execute its legal obligations to shareholders is a fundamental responsibility of a company secretary. - Corporate secretaries play a pivotal role in maintaining corporate governance by ensuring that board processes adhere to prevailing legal...

  Job Title - Quality Assurance Compliance Officer Location: Delhi Experience:  2-5 years About Tazapay  Tazapay is a cross border payment service provider. They offer local collections via local payment methods, virtual accounts and cards in over 70 markets. The merchant does not need to create local entities anywhere and Tazapay offers the additional...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:- Initial and maintenance compliance- Chasing documents, verifying, and uploading- Signing off file as per client guidelineKey Skills:- Experience with Compliance for 12 to 18 Months- UK compliance healthcare background, Knowledge of NHS framework compliance.- Should be...

**Gender : Male** ** Good Knowledge of MS Word, Power Point, Outlook and Scanning.** ** Advance Excel** ** Good Communication Skills** ** Ready to work in field.** **Fresher also Welcome** **Job Type**: Permanent **Salary**: ₹20,000.00 - ₹25,000.00 per month **Experience**: - Advance Excel: 1 year (required) - Microsoft Office: 1 year...