Compliance Officer

Compliance Officer to carry out daily submissions to the National Stock Exchange of India Ltd. (NSEIL) by our Company, Fincap Portfolio Limited (FPL). FPL is a Trading Member of the NSEIL. **Job Types**: Full-time, Regular / Permanent **Salary**: ₹25,000.00 - ₹35,000.00 per month **Benefits**: - Leave encashment - Paid sick time - Paid time...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

**JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...

Compliance Officer - India - Full-time **Company Description**: Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:- Initial and maintenance compliance- Chasing documents, verifying, and uploading- Signing off file as per client guidelineKey Skills:- Experience with Compliance for 12 to 18 Months- UK compliance healthcare background, Knowledge of NHS framework compliance.- Should be...

Profile : Compliance / KYC/ AML **Job Description**: Ø Handling Internal Audits across. Ø FX and INR cash Audits and Documents checking and verifications. Ø Conduct Due Diligence, know your customer and client onboarding before entering the new client.( corporate and retail clients). Ø Handling CTR Transactions ( Currency Transactions reports) and...

**Designation - **Company Secretary **cum Compliance Officer** **Location**: Delhi **Industry**: Cloud Computing/IT **Job Function**: Compliance & Secretarial **Key Responsibilities**: - Assistance in Compliance with all applicable corporate laws including but not limited to the Companies Act, 2013, SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations,...

Company Description Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see renewable energy as part of the solution - we...

Develop and implement an effective legal compliance program - Create sound internal controls and monitor adherence to them - Draft and revise company policies - Proactively audit processes, practices and documents to identify weaknesses - Evaluate business activities (e.g. investments) to assess compliance risk - Collaborate with external auditors and HR...

**Roles & Responsibilities**: - Ensure all sales SOPs are aligned. - Train staff members on SOPs and manage Training Logs - Drafting and implementing Sales policies and procedures. - Review and input into the development of relevant policies and procedures. - Assessing the business's future ventures to identify possible compliance risks. - Managing...

From 5 to 9 year(s) of experience ₹ Not Disclosed by Recruiter - New Delhi **Roles and Responsibilities** **About NHA**: **National Health Authority (NHA)**is the apex body responsible for implementing India’s flagship public health insurance/assurance scheme called “Ayushman Bharat Pradhan Mantri Jan Arogya Yojana” & has been entrusted with the...

**Requirements**: - Bachelor’s degree in law or a Company Secretary who is well-versed in Labour law. - 3 - 5 years’ proven experience in a compliance officer role. - Good knowledge of legal requirements and procedures. - Excellent command over oral and written communication. - Highly analytical with strong attention to detail. - Good in communication...

Responsibilities: - Ensure working on GST and Income tax compliance - Prepapre final balancesheet - Do tax audit - Provide tax planning advice and optimize tax opportunities. - Review internal controls and maintain compliance with financial standards. - Advise management on financial matters and support decision-making. - Build positive relationships with...

Job Description: **Responsibilities**: Develop, implement and maintain policies, procedures, and controls to ensure compliance with applicable laws, regulations, and industry standards. Conduct regular assessments to identify gaps in IT GRC and cybersecurity compliance. Assist in maintaining and improving the company's Information Security Management...

**Responsibilities**: - Develop and implement company policies and regulations. - Oversee all business operations relating to compliance including policies, investments, and procedures. - Design and monitor control systems to deal with violations of legal rules and internal policies. - Regularly assess the efficiency of control systems and recommend...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.Responsibilities- Interpret and implement directives from...

Job Title : Compliance SpecialistCompany:   FinaurtLocation: Gurugram, Haryana, IndiaAbout UsFinaurt, established in 2019, with a legal entity named “Referent Advisors Private limited” is a pioneering firm for startups, specializing in the registration and compliance of new business firms. With a dedicated focus on handling the Regulatory...

**Requirements**: - Sound Knowledge of Company law, GST Laws other Tax Registrations - Interest in Intellectual Property law - Good Communication drafting skills - Willingness to Learn Take initiative beyond routine responsibility - Maintain and adhere to compliance guidelines - Maintain adequate knowledge levels on MS Office - Having a broad vision and...