Compliance Assistant

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.E NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back office...

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.E NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Location: Mumbai Corporate Office. Department: Legal, Secretarial & Compliance. Grade: IL 5 Organizational relationships Reports to: AVP Compliance Purpose of the Job: Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters. Key responsibilities: Preparation & timely submission/ filings of statutory...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:- Preparation & timely submission/ filings of statutory...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory...

**Job Title**: Administrative Assistant **Location**: Paschim Vihar, Delhi **Salary Range**: ₹15,000 - ₹18,000 per month **Job Type**: Full-time **Experience Level**: Freshers We are seeking a highly organized and efficient Administrative Assistant to join our team. This role is an excellent opportunity for a fresh MBA graduate with an...

Location: Mumbai Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Job Title: Assistant Manager/ ConsultantLocation: Mumbai, Bangalore & GurgaonFunction: Risk & ControlsRole & ResponsibilitiesUniqus is seeking professionals for Risk & Controls team, Accounting and Reporting Department (ARC). As Assistant Manager/ Consultant, you will work with clients to provide high-quality Enterprise Risk Management, Governance and...

**Job Summary** **The profile essentially involves all Exchange & SEBI compliances, ROC compliances, Exchange Inspections, CTCL related work, etc.** **Responsibilities and Duties** - **Complete work related to CTCL ID/TWS/Lease Line including reconciliation thereof**: - **Assisting the compliance officer for various operational activities of the company as...

Job RequirementsExperience - 5-6 YearsQualification –Any GraduateLocation - Dahej, GujaratKey ResponsibilitiesJob Descriptionin legal compliances of manufacturing industry.that all processes & procedures of company comply with Government rules & regulations.time guide management about amendment in various laws.strong communication and analytical...

KEY RESPONSIBILITIES:· Maintain our comprehensive compliance program and related projects· Perform ABAC and KYC due diligence on (potential) suppliers and customers and the necessary risk assessments· Ensure that an organization's operations and procedures meet government and industry compliance standards· Research regulations and policies, communicate...

**Reports to**:Compliance Manager School Hours** **7:45 a.m. to 4:30 p.m. **Role**: - To assist the Compliance function and ensure implementation of a robust compliance framework for managing organisation wide compliances in a proactive manner. Continuous tracking and monitoring of compliance reporting across departments, through an automated compliance...

Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. Support onshore team by assisting them in post trade compliance monitoring...

We are seeking a skilled Compliance Executive to join our team. The ideal candidate will have 4 to 6 years of experience, preferably with an MBA in Finance. The Compliance Executive will be responsible for ensuring compliance with regulatory requirements and internal policies. This role involves daily compliance tasks, documentation, system audits, cyber...

**Company Name: - **Fracto Ventures Private Limited **Designation: - **Executive - Legal & Compliances **Experience: - ** 1-2 years of a relevant experience **Requirements & Responsibilities: - ** - Should have in-depth knowledge of Company Laws. - Should be proficient in all types of Drafting Work, including Agreements, NOC, Affidavits, MoU, Board...

We are seeking a skilled Compliance Executive to join our team. The ideal candidate will have 4 to 6 years of experience, preferably with an MBA in Finance. The Compliance Executive will be responsible for ensuring compliance with regulatory requirements and internal policies. This role involves daily compliance tasks, documentation, system audits, cyber...

**Responsabilities**: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. *Assisting to internal auditors for conducting...

Role DescriptionThis is a full-time on-site role for a Finance & Compliance Associate at Xeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting.Responsibilities (but not limited to)- Fund...