Assistant Vice President Compliance
4 weeks ago
Job Description:
Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.Manage all operational processes as per regulatory framework to ensure exchange compliance.Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories.Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc.Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.Assisting in handling Investor Grievances as per regulatory guidelines.Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines.Liaising with Exchanges, Depositories for routine mattersEnsure process-oriented, TAT-driven process as per defined SOP.Mentor and monitor team to ensure high level of accuracy and timely execution.Handling regulatory audits of SEBI, Exchanges, etc.Any other compliance matters as assigned from time to time.
Experience preferred:
Knowledge of DP and Stock broking back office and compliance with SEBIRegulations.
Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up.
Education -
CS/LLBExperience - 12 to 15years
-
Deputy Vice President
2 weeks ago
delhi, India Wenger & Watson Inc Full timeHiring for Deputy Vice presidentWork exp - 14 to 18 yearsLocation - MumbaiMandatory skills - Liability claims, LitigationQualification - LLB/LLM
-
Vice President
2 weeks ago
delhi, India Valkyrie People Consulting Full timePosition: Vice President - Risk AdvisoryLocation: Gurgaon, IndiaCompany Overview:Our client is a leading consulting firm specializing in risk management and advisory services. With a commitment to excellence and a focus on delivering value-driven solutions, we empower organizations to navigate complex challenges and achieve sustainable growth.Role...
-
(High Salary) Deputy Vice President
2 weeks ago
Delhi, India Wenger & Watson Inc Full timeHiring for Deputy Vice president Work exp - 14 to 18 years Location - Mumbai Mandatory skills - Liability claims, Litigation Qualification - LLB/LLM
-
Senior Vice President
4 days ago
delhi, India Crest'XO Full timeRole Description: Global Head – Digital User ExperienceDesignation – Senior Vice PresidentOur client is a leading global IT services & solution organizationThe Role:The leader will head the Digital User Experience practice, responsible for doubling the business in the next 2 years.The leader will be responsible for :Revenue GrowthPractice/capability...
-
Vice President Quantitative Strategist
3 weeks ago
delhi, India People Realm Recruitment Services Private Limited Full timeRole - Vice President - Quantitative Analytics & DevelopmentOur client a Tier 1 Investment Bank is hiring for its Global Markets business which is mainly involved in financing, advisory services, risk distribution, and hedging for our institutional and corporate clients. This a Vice President role, where we are looking for outstanding candidates with...
-
Assistant Vice President Compliance
3 days ago
Delhi, India Bigul. co Full timeRole: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.E NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back office...
-
Assistant Vice President Compliance
4 weeks ago
delhi, India Bigul.co Full timeRole:Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...
-
Vice President Human Resources
19 hours ago
delhi, India TOVO Full timeJob Title: Vice President of HR OperationsCompany: TOVO Fast Dining Experience ChainLocation: Chennai, IndiaRole Summary:TOVO, an innovative and rapidly expanding fast dining experience chain, is seeking a dynamic and strategic Vice President of HR Operations. The successful candidate will lead, induct, form, and operate the Human Resources Department...
-
Associate Vice President
2 weeks ago
delhi, India Kellton Full timeAssociate Vice President (Technology)Job Location: - Gurugram (Work from Office)Experience Level: Senior (18+ Years)About Kellton:We are a global IT services and digital product design and development company with subsidiaries that serve startup, mid-market, and enterprise clients across diverse industries, including Finance, Healthcare, Manufacturing,...
-
[Apply Now] Assistant Vice President
1 week ago
Delhi, India Apex Group Ltd Full timePOSITION: Assistant Vice PresidentDEPARTMENT: Loan AdministrationLOCATION: Bangalore, Pune IndiaSummary of RoleThe successful candidate will join a recently formed operation within Apex Fund Services to help build and grow out a new loan servicing business. They will work alongside the local Middle Office Manager, helping to onboard systems, define processes...
-
Assistant Vice President Compliance
4 weeks ago
Delhi, India Bigul. co Full timeRole: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.E NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...
-
Senior Vice President
2 days ago
New Delhi, India Crest'XO Full timeRole Description: Global Head – Digital User ExperienceDesignation – Senior Vice PresidentOur client is a leading global IT services & solution organization The Role: The leader will head the Digital User Experience practice, responsible for doubling the business in the next 2 years. The leader will be responsible for :Revenue Growth Practice/capability...
-
Senior Vice President Finance
1 week ago
delhi, India Dreamz Consultants Full timeHiring for a very reputed FMCG client of Dreamz Consultants with their HO in Chennai### Position: Senior Vice President (SVP) – Finance### Location: Chennai, Head Office#### Key Responsibilities:**Financial Strategy and Planning:**- **Strategy Development:** Formulate and implement the financial strategy to align with the company's business objectives and...
-
Senior Vice President
1 month ago
Greater Delhi Area, India Crest'XO Full timeRole Description: Global Head – Digital User Experience Designation – Senior Vice President Our client is a leading global IT services & solution organization The Role: The leader will head the Digital User Experience practice, responsible for doubling the business in the next 2 years. The leader will be responsible for : Revenue Growth ...
-
Senior Vice President
1 month ago
Greater Delhi Area, India Crest'XO Full timeRole Description: Global Head – Digital User ExperienceDesignation – Senior Vice PresidentOur client is a leading global IT services & solution organization The Role: The leader will head the Digital User Experience practice, responsible for doubling the business in the next 2 years. The leader will be responsible for :Revenue Growth Practice/capability...
-
Vice President of Business Development
1 week ago
Delhi, India Apex Group Ltd Full timeVice President Business Development – South IndiaLOCATION: BANGALORESales & Business Development for India originated and focused businessJob SpecificationSales/ Business Development of Apex products to institutional clients like Fund Managers, AIFs, Corporates, Private Equity/Venture Capital, Family Offices etcFocused on growing existing & acquiring...
-
Vice President of Business Development
1 week ago
Delhi, India Apex Group Ltd Full timeVice President Business Development – South IndiaLOCATION: BANGALORESales & Business Development for India originated and focused businessJob Specification- Sales/ Business Development of Apex products to institutional clients like Fund Managers, AIFs, Corporates, Private Equity/Venture Capital, Family Offices etc- Focused on growing existing & acquiring...
-
new delhi, India A2Z Finders Full timeTasks JobDescription PositionOverview: An Aviation Company isseeking a dynamic and experienced Vice President of BusinessDevelopment to lead our sales efforts. The ideal candidate willhave 15 years of sales experience with a proven track record ofdriving revenue growth. While prior experience in aviation sales ispreferred candidates with sales experience in...
-
Vice President of Business Development
2 weeks ago
new delhi, India A2Z Finders Full timeTasks Job Description Position Overview: An Aviation Company is seeking a dynamic and experienced Vice President of Business Development to lead our sales efforts. The ideal candidate will have 15+ years of sales experience, with a proven track record of driving revenue growth. While prior experience in aviation sales is preferred, candidates with sales...
-
Vice President of Business Development
4 weeks ago
New Delhi, India A2Z Finders Full timeTasksJob DescriptionPosition Overview:An Aviation Company is seeking a dynamic and experienced Vice President of Business Development to lead our sales efforts. The ideal candidate will have 15+ years of sales experience, with a proven track record of driving revenue growth. While prior experience in aviation sales is preferred, candidates with sales...