Investment Compliance

2 weeks ago

Goregaon East Mumbai Maharashtra, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION** Worldwide Securities Services (WSS) Summary**:
**Department Summary**:
Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices. With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets. Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.

**Key Accountabilities/Major Responsibilities**:
This role will incorporate the following:
**Client Focused**

Provided with a set of clients, the Compliance Reporting Analyst would be responsible for:

- Ensure the setup of rules are in line with Client Investment Agreement.
- Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.
- Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.
- Able to provide an e2e view of the rule coded, whether it is working properly and resultant breaches if any.
- Is able to appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.
- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.
- Scope client requirements against that of the system and perform maintenance to the client's account.
- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
- Keep upto date with industry practice, product development and evolving regulations.

**Technically Focused**
- Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.
- Interpreting investment mandates to identify "rules"
- Logical, problem-solving, technical person would be ideally suited.

**Key responsibilities**:

- Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients.

**Knowledge and Experience Required**:

- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.
- Qualification involving financial instruments beneficial.
- Coding or report writing experience, ideally with logic-based database systems
- Excellent financial market and instrument knowledge
- Compliance reporting product knowledge
- Excellent written and verbal communication
- Strong analytical, organisational and problem solving skills
- PC literacy, especially in Microsoft® Excel

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.

Operations teams develop and manage innovative, secure service solutions to meet clients’ needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams

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