Mid Office Compliance

Reference Code: - VK23139 - Job Title: **Treasury Mid Office** - Category: - Job Description: - Ensure all borrowing and investments are executed after approval from appropriate authority - Ensure all borrowing and investments are in compliance with regulatory guidelines - Tracking of borrowing and investment limits with regards to the regulatory and...

Role/ Job Title:  Mid Office Analyst Function/ Department:  Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role.To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

Role/ Job Title:  Mid Office Analyst Function/ Department:  Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role. To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency...

**Experience: - 0-1 years** **Salary: - upto 5lpa ,depending upon interview ,experience** **Qualification: - Qualified CS only** Responsible for all secretarial matters relating to the company under the Companies Act, 2013. Preparation of Circular Resolutions, Notice Agenda, Information Packs and Minutes of Board Meetings. Maintenance of statutory...

**SM/AVP Treasury Mid Office**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Ensure compliances to regulations/guidelines issued by SEBI, RBI, FIMMDA, NHB and - constantly review the compliance calendar - Ensure adherence to organisations’s internal policies and limits for transactions. -...

**Location** Mumbai **Experience** 12-15 Years **Key Skills** Company Secretary, Compliance, RBI, CSR, Companies Act, Compliance and Secretarial, LLB, ca, cs, Statutory Audit - Finance, Internal Audit **Position: Chief Compliance Officer** **Qualification: CA,CS,LLB** **Experience: 12 to 16 years** **Location: Mumbai** **Job description** Key...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Roles and Responsibilities: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. - Assisting to internal auditors for...

**POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...

Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

Compliance Mumbai _Mumbai Western Suburbs_ February 15, 2024 - February 15, 2025 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **5 - Responsible for overall Compliance, Legal and Corporate Secretarial functions of AMC and Trustee...

Home **›**Vacancy **›** Job openings for compliance officer in mumbai - Compliance Officer (Accounts) - Andheri (Mumbai)Mumbai - Sharecontact number/wats app-. 9136062251. Preparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clients Vouching verifying for the Preparing the working for GST,...

Years of Experience: 6-8 years Qualification-: Qualified CS / LLB Work location: Lower Parel CTC - Best in Industry Job Description - Compliance Officer 1. Monitoring of SEBI (LODR) regulations, SEBI (NCS) regulations, Debenture Trustee regulations, Securitized Debt instruments, SEBI (Alternative Investment Fund) regulations, Companies Act, 2013,...

**We are hiring for the position of Company Secretary & Compliance Officer of a BSE listed NBFC based at Mumbai.** **Qualification & Experience: A qualified Company Secretary with minimum 1-2 years of experience in RBI Compliances, Quarterly half yearly & event-based compliances under SEBI (LODR) including corporate governance, Compliances with respect to...

Compliance Mumbai _Mumbai Western Suburbs_ March 20, 2024 - March 21, 2025 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **CS/ LLB / CA/ MBA - **Course Type **Full Time - **Min Required Experience (Years) **6 - **Max Required Experience (Years) **8 **Roles and Responsibilities**: - Undertake a daily review of...

**Chief Compliance Officer**: - From 12 to 22 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Regulatory Compliance: The CCO must stay updated on the regulatory environment and ensure that the payments bank complies with all applicable laws, regulations, guidelines, and directives issued by the Reserve Bank...

CITIZENCREDIT Centre, CTS No. 236, Marve Road, Orlem, Malad West, Mumbai 400064 **Chief Compliance Officer** ***Proven leadership experience in Compliance Department - Minimum 10 years experience in the BFSI sector. An understanding of the regulatory landscape, Banking industry knowledge and the ability to assess risks, solve problems, interpret data...

hi Midday is looking for: **MID-LEVEL** CORRESPONDENT** - DAILY FEATURES** - YEARS OF EXPERIENCE: 5 TO 8 years (full time; Mumbai newsroom) - TIME MANAGEMENT & DEADLINES: Ability to meet daily deadlines; juggle between filling copies and anchoring a page a day - PAGE MAKING: Familiarity with InDesign page-making software is a plus because...