Risk mid Office mutual Funds

1 month ago


Mumbai Maharashtra, India Arin Consultancy Full time

Compliance Mumbai _Mumbai Western Suburbs_ March 20, 2024 - March 21, 2025 Mutual Fund

**Job Overview**:

- **Office Location (Area) **Mumbai
- **Required Education **CS/ LLB / CA/ MBA
- **Course Type **Full Time
- **Min Required Experience (Years) **6
- **Max Required Experience (Years) **8

**Roles and Responsibilities**:

- Undertake a daily review of trades executed for MF schemes, AIF schemes and PMS client

portfolios, which may include trades executed across varied asset classes.
- Reconcile and validate trades capture and day trading activity in timely and accurate

manner.
- Maintain and compute limits available as per investment mandates and communicate the

same to respective Fund Managers.
- Resolving queries/discrepancies arising out of alerts for monitoring of regulatory, SID and

internal investment limits.
- Creation and testing of scheme rules/scheme master in the Front office/Order

management system.
- Conduct reviews for broker empanelment, call recordings of Investment Teams, identify

instances of deviation and seek justification from Fund Managers.
- Investment Universe tracking with research papers, addition of new credits tracking with

credit notes, documentation of the same.
- Support periodic management reporting including regulatory reports to SEBI/AMFI, Board

reporting (as required), adhoc data requests, liaising with various auditors.
- Set up strong processes and adhere to manuals and policies in order to monitor and control

all investment risk areas.
- Co-ordinate with internal and external departments on various aspects pertaining to day

to day functioning.



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