Mid Office Compliance

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...

Reference Code: - VK23139 - Job Title: **Treasury Mid Office** - Category: - Job Description: - Ensure all borrowing and investments are executed after approval from appropriate authority - Ensure all borrowing and investments are in compliance with regulatory guidelines - Tracking of borrowing and investment limits with regards to the regulatory and...

Role/ Job Title:  Mid Office Analyst Function/ Department:  Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role.To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

Role/ Job Title: Mid Office Analyst Function/ Department: Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role.To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

Role/ Job Title:  Mid Office Analyst Function/ Department:  Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role. To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

Role/ Job Title:  Mid Office Analyst Function/ Department:  Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role. To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

Reference Code: VK23139 Job Title:Treasury Mid Office Category: Job Description: Ensure all borrowing and investments are executed after approval from appropriate authority Ensure all borrowing and investments are in compliance with regulatory guidelines Tracking of borrowing and investment limits with regards to the regulatory and internal policy limits...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...

Operations Mumbai _Mumbai_ March 11, March 12, 2025 Financial ServicesJob Overview:- Office Location (Area) Mumbai- Required Education B. Com /CA / CS / MBA- Course Type Full Time- Min Required Experience (Years) 3- Max Required Experience (Years) 7Position Title: Sr. Manager / ManagerDepartment: Mid Office & OperationsLocation: MumbaiJob Scope / Position...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency...

As a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency...

Operations Mumbai _Mumbai_ March 11, 2024 - March 12, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **B. Com /CA / CS / MBA - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **7 **Position Title**: Sr. Manager / Manager **Department**: Mid Office...

Job DescriptionInvestment Compliance with Regulatory and internal limits. It includes SOD, intra day and EOD checks on limits to ensure proactive compliance with Investment Regulations prescribed by IRDA. Insurance Act (Investment related) Technical Guide to audit of investment function of insurers Fund specific investment policy.Risk Management framework to...

**Experience: - 0-1 years** **Salary: - upto 5lpa ,depending upon interview ,experience** **Qualification: - Qualified CS only** Responsible for all secretarial matters relating to the company under the Companies Act, 2013. Preparation of Circular Resolutions, Notice Agenda, Information Packs and Minutes of Board Meetings. Maintenance of statutory...

**SM/AVP Treasury Mid Office**: - From 3 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Ensure compliances to regulations/guidelines issued by SEBI, RBI, FIMMDA, NHB and - constantly review the compliance calendar - Ensure adherence to organisations’s internal policies and limits for transactions. -...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

Urgent Hiring For Company Secretary and Compliance Officer at Andheri. Job Location : Andheri (W). Experience Required : 10 to 12 years Salary : 70,000/- to 1,00,000/- per month Your detailed scope of work as Company Secretary and Compliance Officer of the company shall include: 1. Carrying out Compliances relating activities pursuant to Listing...