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Mid Office Compliance
1 week ago
- Investment Compliance with Regulatory and internal limits. It includes SOD, intra day and EOD checks on limits to ensure proactive compliance with
- Investment Regulations prescribed by IRDA.
- Insurance Act (Investment related)
- Technical Guide to audit of investment function of insurers
- Fund specific investment policy.
- Risk Management framework to ensure proper controls are in place.
- Computing various portfolio returns
- Regular limits monitoring and Exception Reporting. Also reporting on movement of prices.
- Capture instrument ratings to enable generate statement of downgraded Investments.
- Monitor various regulatory limits on exposure & Rating.
- Track of movement of Securities between Approved and Other Investments Status
- Fund Performance Tracking
- Actual returns
- Compounded annualized growth returns (CAGR returns)
- Benchmark performance.
- Reporting
- Financial reporting's (ULIP Disclosures)
- Regulatory Reporting's (IRDA, RBI, SEBI)
- Promoter & Management reporting's (ICICI Bank & Prudential)
- Managing Statutory, Internal, Concurrent auditors
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Mid Office Analyst
2 weeks ago
Mumbai, Maharashtra, India IDFC FIRST Bank Full timeRole/ Job Title: Mid Office Analyst Function/ Department: Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role.To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...
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Treasury Mid Office vk23139
2 weeks ago
Mumbai, Maharashtra, India V-Konnect Associates Full timeReference Code: VK23139 Job Title:Treasury Mid Office Category: Job Description: Ensure all borrowing and investments are executed after approval from appropriate authority Ensure all borrowing and investments are in compliance with regulatory guidelines Tracking of borrowing and investment limits with regards to the regulatory and internal policy limits...
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Mid Office Associate
2 weeks ago
Mumbai, Maharashtra, India IMC Financial Markets Full timeAs a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...
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Mid Office
2 weeks ago
Mumbai, Maharashtra, India Arin Consultancy Full timeOperations Mumbai _Mumbai_ March 11, March 12, 2025 Financial ServicesJob Overview:- Office Location (Area) Mumbai- Required Education B. Com /CA / CS / MBA- Course Type Full Time- Min Required Experience (Years) 3- Max Required Experience (Years) 7Position Title: Sr. Manager / ManagerDepartment: Mid Office & OperationsLocation: MumbaiJob Scope / Position...
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Mid Office Associate
2 weeks ago
Mumbai, Maharashtra, India IMC Financial Markets Full timeAs a part of the Mid-Office team, you will work with various exchanges and clearing firms. Mid Office Interacts with other areas of support on a daily basis and understands important risk, compliance, finance, and legal topics. You will work in cross functional teams to create solutions across multiple departments and to improve quality and efficiency within...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Tech Turmeric IT Services Full timeJob Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India jai kisan Full timeWe are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Florican Enterprises Full timeHome ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...
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Audit and Tax Manager
1 week ago
Mumbai, Maharashtra, India Mid size CA firm Full timeSeeking CA Inter or Chartered Accountant for a well-known mid-sized CA firm specializing in audit and tax functions, with proficiency in Microsoft Office. Familiarity with GST is a plus.Proficient in drafting balance sheetsKnowledgeable in Income Tax law and CARO reportingCompetitive compensation package offered. The position is based in Andheri East.To...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India XpertReach Full timeCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India XpertReach Full timeJob DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India corporate Manpower Services India Full timeLocation : DubaiPosition : Compliance OfficerJOB DESCRIPTION - COMPLIANCE OFFICERKEY RESPONSIBILITIES Develop, or oversee the development of the institution's ML/FT/PF risk assessment. Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. Ensure daytoday compliance of the business against internal AML/CFT policies and...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Wise Full timeJob DescriptionWe're looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai, India. you will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India UBS Full timeIndia Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to speaking up for what is right and challenging at all...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Wise Full timeSince 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders.We're just at the beginning of our story and we're growing at an incredible pace. We won't stop until anyone, anywhere can send, spend and receive money wherever they are, whatever...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Anzen Technologies Pvt Ltd Full timeOpening for Compliance Officer: Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.Roles and ResponsibilitiesJob Summary:Under general direction, an employee in this role will have the following responsibilities:Shall drive Compliance activities across the...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India Wise Full timeJob DescriptionWe're looking for a Compliance Officer in India to strengthen our regional compliance team, which is in Mumbai, India.You will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...
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Compliance Officer
1 week ago
Mumbai, Maharashtra, India AK Capital Full timeJob Profile:To ensure the compliance with the following regulations:SEBI (Stock-Brokers) Regulations, 1992 and circulars/ notifications issued thereunder. SEBI (Non-Convertible Securities) Regulations, 2021 to the extent it is applicable to the functioning and operations of Stock-Brokers and/or Online Bond Platform Providers. SEBI (Intermediaries)...
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Chief Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Mangalam Placement Full timeCompany:Easy Home Finance LimitedLocationMumbaiExperience8-10 YearsKey Skillsrisk governance, Compliance, Compliance Management, risk compliances, Regulatory CompliancePosition: Chief Compliance OfficerQualification: CA,CSExperience: 5 to 10 yearsLocation: MumbaiJob descriptionPlease find the job description of the Chief Compliance Officer.Core Compliance...