Depository (Kyc, Nsc)

**Job Title : NSE - Transfer Process Executive / KYC Verification** **Location : Vikhroli** **Experience: 0-1 year** **Key Responsibilities**: Checking and Scrutiny of documents lodged by buyers and sellers of NSE shares received by mail from NSE after completion of Stage 1 (in Principle approval) Segregate the transactions into two buckets - ok and...

We are hiring for Depository Participant Executive Location - Nariman Point Company - Stock Broking Experience - 2-6 years (Must from Stock Broking company) Salary - 30-50 k pm Roles & Responsibilities: A Depository Participant (DP) Back Office role involves managing and supporting the operations of a depository service, facilitating the safekeeping of...

**Account Opening & Maintenance**: - Assist clients in opening Demat accounts, ensuring proper documentation and KYC compliance. - Maintain and update client information in the depository system as per regulatory and internal guidelines. - Ensure timely activation of accounts and handle modification requests like nominee updates, change of address, etc. -...

**Account Opening & Maintenance**: - Assist clients in opening Demat accounts, ensuring proper documentation and KYC compliance. - Maintain and update client information in the depository system as per regulatory and internal guidelines. - Ensure timely activation of accounts and handle modification requests like nominee updates, change of address, etc. -...

**Account Opening & Maintenance**: - Assist clients in opening Demat accounts, ensuring proper documentation and KYC compliance. - Maintain and update client information in the depository system as per regulatory and internal guidelines. - Ensure timely activation of accounts and handle modification requests like nominee updates, change of address, etc. -...

Conduct thorough KYC due diligence on new clients, reviewing and verifying their identity, financial information, and purpose of account opening. - Analyze and assess client risk levels based on the provided documentation and additional research, ensuring compliance with regulatory requirements. - Investigate any discrepancies or red flags in client...

**Job Title : KYC Verification/NSE - Transfer Process Executive** **Job Location : Vikhroli** **Experience: 0-1 year** **Location: Mumbai (Vikhroli)** Checking and Scrutiny of documents lodged by buyers and sellers of NSE shares received by mail from NSE after completion of Stage 1 (in Principle approval) Segregate the transactions into two buckets - ok...

**Job Title : NSE - Transfer Process Executive / KYC Verification** **Job Location : Vikhroli | Mumbai** **Experience: 0-1 year** Checking and Scrutiny of documents lodged by buyers and sellers of NSE shares received by mail from NSE after completion of Stage 1 (in Principle approval) Segregate the transactions into two buckets - ok and query...

**Education and Qualification**: - Education Qualification: B.Com - Experience: 2-3 years - Basic Accounting Knowledge - Knowledge of MS-Excel - Knowledge of Stock Market **Roles & Responsibilities**: - Handling KYC. - Demat & Trading Account opening in Depository & Exchange Level - Responsible for verification of KYC and opening Demat & Trading Account -...

**Job Description - To manage complete DP operations along with well-versed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening. - **Role & Responsibilities** - Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing - Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for...

Conduct thorough KYC due diligence on new clients, reviewing and verifying their identity, financial information, and purpose of account opening. - Analyze and assess client risk levels based on the provided documentation and additional research, ensuring compliance with regulatory requirements. - Investigate any discrepancies or red flags in client...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

**Location **:Mumbai **Qualification**: UG: B.A in Any Specialization, B.Com in Any Specialization **Experience in Years**: Min 1 Year of Relevant Experience **Scope and Responsibilities**: - Manage depository operations, including CDSL and NSDL. - Ensure compliance with SEBI regulations and NISM standards. - Validate data accuracy for trade...

**ABOUT THE COMPANY** Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated...

**- Participating in the planning, executing and reporting of compliance assurance reviews, compliance and regulatory issue validation activities for a component of policy line & function - Liasioning with Exchanges on everyday basis - Managing Inspections carried out by Exchanges, Depositories and SEBI - Managing internal audits of Depositories and...

**Account Opening & Maintenance**: - Assist clients in opening Demat accounts, ensuring proper documentation and KYC compliance. - Maintain and update client information in the depository system as per regulatory and internal guidelines. - Ensure timely activation of accounts and handle modification requests like nominee updates, change of address, etc. -...

**Account Opening & Maintenance**: - Assist clients in opening Demat accounts, ensuring proper documentation and KYC compliance. - Maintain and update client information in the depository system as per regulatory and internal guidelines. - Ensure timely activation of accounts and handle modification requests like nominee updates, change of address, etc. -...

**Job Summary** a. Sound knowledge of Companies Act, 2013, Secretarial Standards, Limited Liability Partnership Act, 2008, FEMA, Regulations, Depositories Act and rules made thereunder and other various corporate laws; b. Preparation of agenda and minutes of Board/Committee meetings, shareholders meetings, circular resolutions, annual reports etc. c....

RoleExecutive - Issuer Admission QualificationInter CA/CS/ICWA/M.Com/MBA/PG or B. Com. Graduates will also be considered from reputed/recognised institutes/ universities. - LocationMumbai Experienceminimum 2 yrs. of experience - Processing of Issuer Admission related activities. - Verification of KYC and other supporting documents received for Issuer...

**Role** Executive - Issuer Admission **Qualification** Inter CA/CS/ICWA/M.Com/MBA/PG or B. Com. Graduates will also be considered from reputed/recognised institutes/ universities. **Location** Mumbai **Experience** minimum 2 yrs. of experience - Processing of Issuer Admission related activities. - Verification of KYC and other supporting documents...