Compliance Officer
1 month ago
Job Description
- Compliance Officer A Banking Compliance Officer is responsible for ensuring that a financial institution, such as a bank, an NBFC, credit union, or other lending entity, complies with relevant laws, regulations, stipulated Regulatory Guidelines and industry standards. The primary objective of this role is to safeguard the institution against legal and reputational risks by adhering to the stipulated Regulatory Guidelines, monitoring and implementing compliance procedures.
**Regulatory Compliance**:Stay up-to-date with the latest laws, regulations, and industry guidelines to ensure the institution's practices are in line and in compliance with current requirements.Interpret and communicate regulatory changes to relevant stakeholders within the organisation.Develop and maintain compliance policies and procedures that align with applicable regulations.
- **Monitoring and Reporting**: Conduct periodic compliance reviews and risk assessments to identify potential gaps and areas for improvement.Analyse and assess the institution's adherence to regulatory requirements and internal policies.Prepare reports on compliance findings and share them with Senior Management and Regulatory authorities.
**Training and Education**: Provide training to employees on compliance-related matters to promote a culture of compliance throughout the organization.Conduct workshops or seminars to ensure staff members understand their responsibilities and obligations under the law.
**Compliance Investigations**:Investigate and respond to compliance-related issues, such as customer complaints, suspicious activities, or potential breaches.Collaborate with internal audit and legal teams to address and resolve compliance incidents.
**Risk Management**: Work with the risk management team to identify and assess compliance risks and develop strategies to mitigate them.Assist in developing contingency plans for potential compliance-related emergencies.
**Regulatory Filings and Documentation**:Prepare and submit required regulatory filings and reports accurately and within specified deadlines.Maintain comprehensive documentation of compliance activities, reports, and other relevant records.
**External Liaison**:Serve as the primary point of contact for regulatory agencies during compliance examinations and audits.Foster positive relationship.
**Ethics and Code of Conduct**: Ensure the institution's adherence to its ethical code of conduct and promote ethical behaviour within the organisation.
**Job Types**: Full-time, Permanent
Pay: Up to ₹2,000,000.00 per year
**Benefits**:
- Health insurance
- Provident Fund
Schedule:
- Day shift
- Morning shift
Supplemental Pay:
- Performance bonus
- Yearly bonus
**Experience**:
- total work: 10 years (preferred)
Work Location: In person
-
Compliance Officer
6 months ago
Mohali, Punjab, India KFT pvt Ltd Full timeKFT Mohali is hiring for the Compliance officer. Must have knowledge of statuary and other compliances. Should be open for travelling. **Salary**: ₹20,000.00 - ₹30,000.00 per month Schedule: - Day shift Work Location: In person
-
Safety & Compliance Coordinator (Trucking Industry)
6 months ago
Mohali, India Compliance Wizard Inc Full time**Overview**: Compliance Wizard is a leader in Business Consulting Services in Alberta and Western Canada. We manage the business, safety, compliance, and administrative duties for 70+ Trucking Companies. We are seeking a highly motivated and detail-oriented Safety & Compliance Coordinator to join our team on a night shift basis. In this role, you will be...
-
Compliance Officer
6 months ago
Mohali, India Dadson logistics INC Full time**Job Summary** Manage the Logistics Department carrier compliance program. Ensure all carriers meet company compliance standards including Carrier Contracts, Carrier Packets, Safety Ratings, insurance certificates, Operating authority, Hazardous Material authority, W-9’s, contact information, payables information and all DOT areas of compliance. Maintain...
-
Dispatch Compliance
3 weeks ago
Mohali, Punjab, India ASPIRE BUSINESS SOLUTIONS Full time**USA SHIFT,** **MONDAY to FRIDAY** **5:30 PM to 2:30AM** **Key Responsibilities**: - **ELD Management**: Oversee the implementation and maintenance of ELD systems. Ensure drivers are compliant with logging requirements and provide training as needed. - **IFTA Reporting**: Manage and prepare quarterly IFTA reports, ensuring accurate tracking of fuel usage...
-
Company Secretary
1 month ago
Mohali, Punjab, India Arch Recruiters Full time**Job Title: Company Secretary** As a Company Secretary, you will be responsible for overseeing all company secretarial functions, ensuring compliance with legal and regulatory requirements. Your role will involve managing key activities such as handling the refund of the security deposit with the Bombay Stock Exchange (BSE) from the company's Initial...
-
Chief Compliance Officer
3 weeks ago
Mohali, Punjab, India TaskUs Full timeCompany OverviewTaskUs is a leading provider of outsourced digital services and customer experience solutions to fast-growing technology companies. With a global presence in twelve countries, TaskUs serves clients across various sectors, including social media, e-commerce, gaming, streaming media, food delivery, ride-sharing, HiTech, FinTech, and...
-
Compliance and Accounts Executive
3 months ago
Mohali, Punjab, India VAB Logistics Full timeWe are searching for a diligent and professional compliance Analyst to join our dynamic compliance and accounts department. You will be responsible for ensuring our business operations **Responsibilities**: - Develop and implement company policies and regulations. - Oversee all business operations relating to compliance including policies, investments, and...
-
Document and Insurance Compliance
3 months ago
Mohali, Punjab, India Excent Solutions Full time**Key Responsibilities**: - **Document Management**: Ensure all required transportation documents (permits, licenses, registrations, etc.) are up to date and comply with industry regulations. - **Insurance Compliance**: Monitor and maintain current insurance certificates for all vehicles and drivers, ensuring coverage aligns with company and regulatory...
-
Dot Compliance Coordinator
3 months ago
Mohali, Punjab, India SIMPLIFIED TRUCKING PRIVATE LIMITED Full timeWe are an asset-based trucking company located in Carson, California. We are currently seeking a dedicated and experienced DOT Compliance Coordinator to join our team. This role is crucial in ensuring that our fleet of truck drivers adheres to both state and federal Department of Transportation (DOT) regulations. **Key Responsibilities**: - **Regulatory...
-
Quality & Compliance Assurance Officer
6 months ago
Mohali, India Dadson logistics INC Full time**Job Summary** Manage the Logistics Department carrier compliance. Ensure all carriers meet company compliance standards including: Carrier Contracts, Carrier Packets, Safety Ratings, insurance certificates, Operating authority, Hazardous Material authority, W-9’s, contact information, payables information and all DOT areas of compliance. Maintain...
-
Iso and Compliance Auditor
4 weeks ago
Mohali, Punjab, India RChilli Inc. Full time**Location**: Mohali **Reports to**: Compliance Manager **Job Type**: Full-Time **Job Summary**: As a Process and Compliance Auditor, you will be responsible for conducting audits of departmental Standard Operating Procedures (SOPs) to ensure compliance with company policies, regulatory standards, and best practices. You will support the auditing process...
-
Dot Compliance Coordinator
6 months ago
Mohali, Punjab, India SIMPLIFIED TRUCKING PRIVATE LIMITED Full timeWe are an asset based trucking company based out of Carson, California and looking for a DOT compliance coordinator that will ensure that the fleet of truck drivers they oversee adhere to the Department of Transportation regulations at the state and federal level. YOU MUST HAVE EXPERIENCE WORKING WITH TRANSPORTATION COMPANY AND HAVE KNOWLEDGE IN DOT AND...
-
Process and Compliance Auditor
2 months ago
Mohali, Punjab, India RChilli Inc. Full time**Location**: Mohali **Reports to**: Compliance Manager **Job Type**: Full-Time **About Us**: [Company Name] is a leader in [industry], committed to maintaining the highest standards in operational efficiency, compliance, and quality. We are looking for an enthusiastic and detail-oriented Process and Compliance Auditor with 6 months to 1 year of...
-
Compliance Officer
3 months ago
Ludhiana, Punjab, India Pioneer Academy & HR Consultants Full timeMonitor and ensure compliance with SEBI regulations, guidelines, and circulars relevant to Portfolio Management Services (PMS). Manage and oversee all government compliance matters, including filing regulatory reports, maintaining records, and adhering to statutory obligations. Develop, implement, and periodically review compliance policies and procedures...
-
Us Logistics Compliance Coordinator
3 months ago
Mohali, Punjab, India ASPIRE BUSINESS SOLUTIONS Full timeAt ASPIRE GLOBUS, we are committed to delivering top-notch logistics solutions while ensuring safety and compliance at every level. We are seeking a detail-oriented Logistics Coordinator to join our team, focusing on ELD (Electronic Logging Device) management, IFTA (International Fuel Tax Agreement) reporting, and safety compliance. **USA SHIFT,** **MONDAY...
-
Banking Officer
1 month ago
Mohali, Punjab, India Aaradhya HR Placement Services Full timeInterpret and communicate regulatory changes to relevant stakeholders within the organisation - Compliance Officer A Banking Compliance Officer is responsible for ensuring that a financial institution, such as a bank, an NBFC, credit union, or other lending entity, complies with relevant laws, regulations, stipulated Regulatory Guidelines and industry...
-
Office Administrator
4 weeks ago
Mohali, Punjab, India PFC GROUPS Full time**Job Description: Office Administrator** Position: Office Administrator Location: Sector 78, 140308 **Key Responsibilities**: - Office Management: Oversee supplies, equipment, maintenance, and office cleanliness. - Admin Support: Assist with reports, filing, scheduling, and employee onboarding. - Financial Admin: Assist with invoicing, expense...
-
Office Admin
5 days ago
Mohali, Punjab, India Beesolver Technology Pvt Ltd Full timePosition: Office Admin **Job brief -** We are looking for a reliable Office Administrator. They will undertake administrative tasks, ensuring the rest of the staff has adequate support to work efficiently. **Responsibilities -** - Coordinate office activities and operations to secure efficiency and compliance to company policies - Create and update...
-
Office Administrator
5 days ago
Mohali, Punjab, India Beesolver Technology Pvt Ltd Full timeJob brief - We are looking for a reliable Office Administrator. They will undertake administrative tasks, ensuring the rest of the staff has adequate support to work efficiently. Responsibilities - Coordinate office activities and operations to secure efficiency and compliance to company policies - Create and update records and databases with personnel,...
-
Office Coordinator
2 weeks ago
Mohali, Punjab, India TalentXplore Full time1. Office Administration: - Serve as the primary point of contact for office-related matters, including maintenance, supplies, equipment, and vendor management. - Coordinate and oversee office maintenance, repairs, and cleanliness in collaboration with facility management. - Manage office supplies inventory, ensuring timely procurement and budget...