IT Governance Officer at Mumbai for a Broking Firm

3 weeks ago


Mumbai, India Talent Leads HR Solutions Full time

Opening: 1 Nos.
- Job ID: 56002
- Employment Type: Full Time
- Reference:

- Work Experience: 5.0 Year(s) To 10.0 Year(s)
- CTC Salary: 12.00 LPA TO 20.00 LPA
- Function: Accounts / Finance / Tax / CS / Audit
- Industry: Banking/Financial Services/Broking/Trading
- Qualification: Any - Any Graduation
- Location:

- Mumbai
**Ensure IT Data, Architecture and Process governance for co. Expectation from the role will be to develop an understanding of the co. expectations on these areas and then develop procedures, processes and framework to document, communicate and ensure the implementation of these processes.

Ensure that the procedures are in line with the co. IT procedure framework and is aligned to GCP controls and other audit requirements.

Expectation will be to be able to participate in the project / major change reviews to assess architecture, data and process level compliance and alignment.
- Participate in the project / major change reviews to assess architecture, data and process level compliance and alignment
- Ensure alignment with the co. group expectations linked to architecture, Data governance, Data documentations, Data protection and overall IT procedures
- Steer the development and ongoing updation of IT policies and procedures
- Ensure that all IT policies and procedures are compliant with regulatory and co. IT group requirements
- Maintain a schedule of policy review and submission to the board for approval to ensure that the yearly review and necessary modifications are done
- Maintain the evidence as part of the procedure implementation
- Provide the necessary monthly MIS to publish the status of procedure documentation / implementation
- Lead the design of co.IT processes, Maintain the reference documentation of the co. IT processes,
- Maintains the reference documentation of the IT department organization including org chart, people list
- Be a SPOC for internal and external audits pertaining to the IT procedures and their implementation.
- Drive the internal communications e.g. mailers to internal staff on the importance of IT policies and procedures like antivirus, software licensing, security, data protection etc
- Suggesting ideas to reduce costs in IT and business leadership
- Conducting research in talent management to improve the organization’s business operations
- Providing business architecture and systems processing guidance
- Ensuring the efficiency, security, and support of the organization’s goals
- Creating methods for compliance architecture, such as data storage, metadata management and change control
- Overseeing data management, data analytics, and data governance
- Ensuring data quality
- Spearheading data and information strategy
- Menage and maintain technology catalogue
- All solution review ( ~5 to 6 vendors ) in terms of Data and Archi
- Ownership of Procedures GCP Ctrls, RCSA related to Archi and Data
- Initiatives related to PDP

**Contributing Responsibilities**
- For the procedures related to IR Risk, co-ordinate and consolidate the development and the maintenance which are under the responsibility of the ITRO,
- Assess on a regular basis assess the IT processes performance and launch improvement loops when needed

**Desired Profile / Criteria / Skills**:

- Strong work experience on IT procedure / Governance framework including activities like Development, testing, production support, ITSM, asset management, IT budgeting
- Exposure to COBIT or equivalent frameworks
- Excellent written documentation skills (language, format, diagrams)
- Excellent Teamwork, communication and interpersonal skills
- Ability to convey messages to senior leadership
- Take individual ownership of high level tasks like policy framing, review, planning and visioning
- Ability to think and act strategically and proactively
- Exposure to conduct training / presentation to a large audience
- Exposure to IT audits

**Key Skills**:

- "it Governance"
- Risk Management



  • Mumbai, India Talent Corner Full time

    Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part and...


  • mumbai, India Talent Corner Full time

    Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part...


  • mumbai, India Paradise Placement Consultancy Full time

    Responsibilities For the procedures related to IR Risk, co-ordinate and consolidate the development and the maintenance which are under the responsibility of the ITRO, Assess on a regular basis assess the IT processes performance and launch improvement loops when needed Desired Profile / Criteria / Skills : Strong work experience...


  • Vashi, Navi Mumbai, Maharashtra, India Chemcleanzio (I) Pvt. Ltd. Full time

    stock trading, Trading operator for stock broking firm **Salary**: ₹8,086.00 - ₹12,000.00 per month Schedule: - Day shift **Education**: - Bachelor's (preferred) **Experience**: - Microsoft Office: 1 year (required) - total work: 1 year (required) **Language**: - Hindi (required) - English (required) Ability to Commute: - Vashi, Navi Mumbai -...

  • Branch Sales Mumbai

    4 weeks ago


    Mumbai, India Kotak Securities Full time

    branch sales mumbai Kotak Securities is a subsidiary of Kotak Mahindra Bank and is a full service equity broking firm. We offer Stock Broking services, Portfolio Management Services, Research and Technology platforms.


  • Mumbai, Maharashtra, India Lend A Hand India Full time

    Job Information Industry - Non Profit Organization ManagementSalary - 1-3 yearsCity - MumbaiProvince - MaharashtraPostal Code - NA**Job Description**: - Job Role: Officer (Skill Education)**Key Responsibilities**: - Represent and coordinate Lend A Hand India's vocational education initiatives within the state's education department. - Develop and execute...

  • Accounts Executive

    4 weeks ago


    Malad, Mumbai, Maharashtra, India A CA firm Full time

    We have a vacancy for Account Assistant in our firm Preferred experience: 1-3 years Preferred Qualification: B Com from a reputed college or university Name of Firm: S Y Lodha and Associates, Malad West, Mumbai Location: Malad West, Mumbai Number of position: 04 (Four) For more details, please visit our website syla.in Jobs near me in CA firm **Salary**:...


  • Mumbai, India Fortune Human Capital Full time

    From 5 to 10 year(s) of experience - ₹ 12-22 Lacs P.A. - Mumbai, Bangalore/Bengaluru, Delhi / NCR**Roles and Responsibilities** **About Business line/Function**: IT Governance is the team under IT organization that covers 4 main functions - Procurement, Finance PMO and SQM. The core mandate of IT Governance team is to ensure that **IT Procurement**:...


  • Mumbai, India Paradise Placement Consultancy Full time

    Job Description:SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store proceduresNET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure,Domain knowledge: Nice to have broking /...

  • Corporate & Broking

    7 days ago


    Mumbai, India Shriram General Insurance Full time

    Location - Mumbai Nature - Full Time Experience - Sound knowledge of managing broker and corporate relationships and should carry an experience in the field of General Insurance Industry **Job Description**: - Management of broking and direct corporate relationships for sourcing business. - Preparing monthly plans of business and implementing them for...


  • mumbai, India Paradise Placement Consultancy Full time

    Job Description: SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store procedures NET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure, Domain...


  • Fort, Mumbai, Maharashtra, India Placement Mumbai Full time

    **Posted On** 16 May 2323 **Description** **Skills**: 'Travel management','Vendor Management' **Qualification**: Graduate **Work Hours**: 10 to 7 **Salary**: 12,000.00 - 18,000.00 per month **Experience Required**: 3 to 5 years **Industry**: law firm **Details**: - Keep front desk tidy and presentable with all necessary material (pens, forms, paper...


  • Mumbai, Maharashtra, India TURTLEMINT INSURANCE BROKING SERVICES Full time

    Apply for Asst Manager Product Marketing, TURTLEMINT INSURANCE BROKING SERVICES in Mumbai ,Navi Mumbai for 1 - 3 Year of Experience on


  • mumbai, India Arin Consultancy Private Limited Full time

    Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial...

  • Trainee Broking Audit

    4 weeks ago


    Mumbai, India Secmark Consultancy Limited Full time

    Job Description For Trainee Broking Audit - Minimum Qualification is Graduation. - Training will be given on the job - Assisting auditors with outstation audits for Male Only - Accommodation and travel expenses will be provided by the company. **Job Types**: Full-time, Fresher **Salary**: From ₹120,000.00 per year **Benefits**: - Health...

  • Back Office Executive

    4 weeks ago


    Mumbai, India Kataria Jewellery Insurance Consultancy Full time

    **Insurance broking firm at Marine lines is looking for a BACK OFFICE EXECUTIVE.** **Job description**: Entering customer and account data from source documents within time limits Compiling, verifying accuracy and sorting information to prepare source data for computer entry Reviewing data for deficiencies or errors, correcting any incompatibilities and...

  • Senior Manager/AVP

    4 weeks ago


    Mumbai, India Virtuous Advisors & Resources Private Ltd Full time

    Join Our Team as a Senior Manager/AVP Broking Compliance.Location: Lower Parel, MumbaiReporting To: Head of Broking ComplianceKey Responsibilities:Manage day to day Broking compliance for Institutional Broking business which includes the following:1. Handle all Compliance for Institutional broking & ensure that there is no regulatory non compliance /...

  • Investment Counselor

    3 weeks ago


    Navi Mumbai, India Pivot Human Capital Full time

    Experience range: 7-8 yearsSalary range: 18 to 27 lakhs per annumLocation: Mumbai only (Santa cruz east, Mumbai-400098)Job description:To advise large Family Office/UHNI/Corporate Treasuries on their overall investment portfolio and act like a portfolio manager who can also perform sales. Would be required to engage with clients at a portfolio level, and...

  • Content Writer

    7 days ago


    Powai, Mumbai, Maharashtra, India AJP Consultancy Full time

    **Client : One Insure** (Robinhood Insurance Broker Pvt. Ltd). is an IRDA-licensed Insurance Broking Firm that was founded in 2008. The Company has evolved as a highly respectable Customer Centric Broking Firm. We are focused at demystify the insurance business in India with advice from trusted insurance experts. Currently, ranked amongst the Top 3 Insurance...

  • Liaison Officer

    5 days ago


    Mumbai, India UK Realty Mumbai Full time

    **Job Description (Liaison Coordinator / Officer / Manager): - ** 1.Assisting Directors in the all projects - 2.Handling Liaison team & Presenting Liaison team work report to directors on daily basis - 3.Assisting the Senior Engineers &Architects on day to day basis in implementation of S.R.A. Schemes & other redevelopment schemes for obtaining various...