IT Governance Officer at Mumbai for a broking firm

Opening: 1 Nos. - Job ID: 56002 - Employment Type: Full Time - Reference: - Work Experience: 5.0 Year(s) To 10.0 Year(s) - CTC Salary: 12.00 LPA TO 20.00 LPA - Function: Accounts / Finance / Tax / CS / Audit - Industry: Banking/Financial Services/Broking/Trading - Qualification: Any - Any Graduation - Location: - Mumbai **Ensure IT Data, Architecture and...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4-7 yrs Salary - 30-60 k pm Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock...

Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part and...

Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part...

Compliance Mumbai _Mumbai Western Suburbs_ February 28, 2023 - February 29, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **6 We are looking for someone who has worked as a compliance personnel in a broking firm for at least 2 years, and has a good...

Compliance Mumbai _Mumbai Western Suburbs_ April 3, 2024 - April 4, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Graduation - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **10 We are looking for someone who has worked as a compliance...

Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...

**LOOKING FOR CANDIDATES FROM STOCK BROKING FIRMS AND STAYING IN WESTERN LINE** 1) Managing more than 50 Desktop & 25 Servers includes Windows 2003 / 2012/2008/Windows 7, Windows 10. 2) Handling & Troubleshooting Odin Servers for BSE, NSE, F&O, & MCX 3) Analyze the Application Requirements of the Broker During the Market Hours. 4) Responsible for...

branch sales mumbai Kotak Securities is a subsidiary of Kotak Mahindra Bank and is a full service equity broking firm. We offer Stock Broking services, Portfolio Management Services, Research and Technology platforms.

**INSURANCE BROKING FIRM LOCATED AT MUMBAI / MARINE LINES is looking for a Back office Executive.** **Back office executive has to work on Motor Insurance quotations.** Pay: ₹18,000.00 - ₹22,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work...

Role Overview:- Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back...

Job Description:SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store proceduresNET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure,Domain knowledge: Nice to have broking /...

**Job Title: Tele caller - Authorized Personnel Generator (Stock Broking)** **Location-** Vile parle **Days of working-** 5 days working **Timing-** 8:30 to 5:00 - 9:30 to 6:00 **Experience-** 1 year (No freshers) **Leads are provided** **Job Summary**:We are looking for a dynamic and enthusiastic Telecaller to join our Stock Broking team in Mumbai. The...

Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

**Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...

**Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...

We are a renowned fast-growing Chartered Accountant Firm practicing in Audit and assurances, Taxation (Direct and indirect) Audit, Compliances, Litigation and Consultancy, Project Finance, Government Subsidies, Management Consultancy, and other professional services. We are looking for young and dynamic Chartered Accountants who want to grab any of the...

Job Description: SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store procedures NET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure, Domain...

Experience: 7 Years or more Designation: AVP - Operations **Job Description**: - 1) Co ordination of Back office, Account Opening, Customer Service Operations of all SEBI Regulated business segments - 2) Co ordinating Responsibility of Account Opening, Trade Processing, Clearing and Settlement, Collaterals, Securities Reconciliation, CTCL Operations. - 3)...

INSURANCE BROKING FIRM LOCATED AT MUMBAI / MARINE LINES is looking for a BACK OFFICE EXECUTIVE Act as the point of contact among MRO, employees, clients and other external partners Manage information flow in a timely and accurate manner Help us meet our customer acquisition and revenue growth targets by keeping our company competitive and innovative. You...